Chen Deyin 的 Form 4/A 修正申報
修正Lakeshore Acquisition I Corp.，2021/7/19 申報
- 申報編號
- 0001104659-21-093206
- 申報時間
- 2021/7/19
- 交易日
- 2021/6/28
- 申報延遲
- 21 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2021/7/9
這份申報列了 2 筆非衍生性交易、1 筆衍生性交易。交易後 21 天申報。
這份申報後來被修正申報 0001104659-21-096526（2021/7/27）取代，網站的交易表改用修正後的版本。
這份修正申報取代了 0001104659-21-090464（2021/7/9 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Chen DeyinCIK 0001495895 | 董事、高階主管（執行長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/6/28 | Ordinary Shares, par value $0.0001 | J其他處分 | −43,517 | $0.00 | $0 | 916,948 | 間接 | |
| 2021/6/28 | Ordinary Shares, par value $0.0001 | P買進取得 | +5,430 | –F4 | – | 922,378 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/6/28 | Ordinary Shares, par value $0.0001 | P買進取得 | +4,073 | –F4 | – | 91,282 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Includes founder shares issued in connection with the initial public offering (the "IPO") of Lakeshore Acquisition I Corp. (the "Company").
- F2
Simultaneously with the consummation of the Company's IPO, RedOne Investment Limited (the "Sponsor") acquired 116,279 units in a private placement (the "Private Units"). Each Private Unit consists of one ordinary share of the Company, par value $0.0001, and three-quarters of one warrant to purchase one ordinary share at an exercise price of $11.50 per share (the "Warrants"). The Private Units were purchased for $10.00 per unit.
- F3
As contemplated in connection with the Company's IPO, 43,517 founder shares were returned by the Sponsor to the Company for no consideration and cancelled because the underwriters' over-allotment option was partially exercised and the remaining portion of the option would not be exercised by the underwriters.
- F4
In connection with the exercise of the underwriters' over-allotment option, the Sponsor purchased an additional 5,430 Private Units as contemplated under the purchase agreement for the Private Units. The additional Private Units were purchased for $10.00 per unit.
表 I 有 1 筆、表 II 有 1 筆交易的價格引用這則附註。
- F5
The Warrants will become exercisable at any time commencing 30 days after the completion of the Company's initial business combination.
- F6
The Warrants will expire five years after the completion of the Company's initial business combination, at 5:00 p.m., New York City time, or earlier upon redemption or liquidation.
- F7
Held by RedOne Investment Limited. Mr. Chen is the managing member of RedOne Investment Limited and has voting and investment discretion with respect to the Ordinary Shares held of record by RedOne Investment Limited. Mr. Chen disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.