Hastings Reed 的 Form 4 申報
Netflix Inc（NFLX），2023/11/8 申報
- 申報編號
- 0001065280-23-000303
- 申報時間
- 2023/11/8
- 交易日
- 2023/11/7-11/8
- 申報延遲
- 1 天
- 10b5-1 計畫
- 有勾選
這份申報列了 12 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $3,541 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Hastings ReedCIK 0001033331 | 董事、高階主管（執行董事長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/11/7 | Common Stock | M行使選擇權取得 | +16,079 | $51.83 | +$833,374.57 | 16,079 | 直接 | |
| 2023/11/7 | Common Stock | M行使選擇權取得 | +21,637 | $57.77 | +$1,249,969.49 | 37,716 | 直接 | |
| 2023/11/7 | Common Stock | M行使選擇權取得 | +19,635 | $63.66 | +$1,249,964.1 | 57,351 | 直接 | |
| 2023/11/7 | Common Stock | M行使選擇權取得 | +23,996 | $52.10 | +$1,250,191.6 | 81,347 | 直接 | |
| 2023/11/7 | Common Stock | S賣出處分 | −3,044 | $431.72F2 | −$1,314,155.68 | 78,303 | 直接 | |
| 2023/11/7 | Common Stock | S賣出處分 | −8,395 | $432.66F3 | −$3,632,180.7 | 69,908 | 直接 | |
| 2023/11/7 | Common Stock | S賣出處分 | −3,793 | $433.59F4 | −$1,644,606.87 | 66,115 | 直接 | |
| 2023/11/7 | Common Stock | S賣出處分 | −8,569 | $434.53F5 | −$3,723,487.57 | 57,546 | 直接 | |
| 2023/11/7 | Common Stock | S賣出處分 | −31,234 | $435.76F6 | −$13,610,527.84 | 26,312 | 直接 | |
| 2023/11/7 | Common Stock | S賣出處分 | −24,142 | $436.53F7 | −$10,538,707.26 | 2,170 | 直接 | |
| 2023/11/7 | Common Stock | S賣出處分 | −2,170 | $437.29F8 | −$948,919.3 | 0 | 直接 | |
| 2023/11/8 | Common Stock | G贈與處分 | −70,500 | $0.00 | $0 | 4,991,541 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/11/7 | Common Stock | M行使選擇權處分 | −16,079 | $0.00 | $0 | 0 | 直接 | |
| 2023/11/7 | Common Stock | M行使選擇權處分 | −21,637 | $0.00 | $0 | 0 | 直接 | |
| 2023/11/7 | Common Stock | M行使選擇權處分 | −19,635 | $0.00 | $0 | 0 | 直接 | |
| 2023/11/7 | Common Stock | M行使選擇權處分 | −23,996 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $431.10 to $432.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $432.11 to $433.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $433.12 to $434.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $434.14 to $435.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $435.14 to $436.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $436.14 to $437.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $437.16 to $437.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。