Hastings Reed's Form 4 filing
Netflix Inc (NFLX) · filed Nov 8, 2023
- Accession no.
- 0001065280-23-000303
- Filed
- Nov 8, 2023
- Trade date
- Nov 7-8, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 12 non-derivative transactions and 4 derivative transactions. Open-market sales total $35.4M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hastings ReedCIK 0001033331 | Director, Officer (Executive Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2023 | Common Stock | MOption exerciseAcquired | +16,079 | $51.83 | +$833,374.57 | 16,079 | Direct | |
| Nov 7, 2023 | Common Stock | MOption exerciseAcquired | +21,637 | $57.77 | +$1,249,969.49 | 37,716 | Direct | |
| Nov 7, 2023 | Common Stock | MOption exerciseAcquired | +19,635 | $63.66 | +$1,249,964.1 | 57,351 | Direct | |
| Nov 7, 2023 | Common Stock | MOption exerciseAcquired | +23,996 | $52.10 | +$1,250,191.6 | 81,347 | Direct | |
| Nov 7, 2023 | Common Stock | SSaleDisposed | −3,044 | $431.72F2 | −$1,314,155.68 | 78,303 | Direct | |
| Nov 7, 2023 | Common Stock | SSaleDisposed | −8,395 | $432.66F3 | −$3,632,180.7 | 69,908 | Direct | |
| Nov 7, 2023 | Common Stock | SSaleDisposed | −3,793 | $433.59F4 | −$1,644,606.87 | 66,115 | Direct | |
| Nov 7, 2023 | Common Stock | SSaleDisposed | −8,569 | $434.53F5 | −$3,723,487.57 | 57,546 | Direct | |
| Nov 7, 2023 | Common Stock | SSaleDisposed | −31,234 | $435.76F6 | −$13,610,527.84 | 26,312 | Direct | |
| Nov 7, 2023 | Common Stock | SSaleDisposed | −24,142 | $436.53F7 | −$10,538,707.26 | 2,170 | Direct | |
| Nov 7, 2023 | Common Stock | SSaleDisposed | −2,170 | $437.29F8 | −$948,919.3 | 0 | Direct | |
| Nov 8, 2023 | Common Stock | GGiftDisposed | −70,500 | $0.00 | $0 | 4,991,541 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2023 | Common Stock | MOption exerciseDisposed | −16,079 | $0.00 | $0 | 0 | Direct | |
| Nov 7, 2023 | Common Stock | MOption exerciseDisposed | −21,637 | $0.00 | $0 | 0 | Direct | |
| Nov 7, 2023 | Common Stock | MOption exerciseDisposed | −19,635 | $0.00 | $0 | 0 | Direct | |
| Nov 7, 2023 | Common Stock | MOption exerciseDisposed | −23,996 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $431.10 to $432.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $432.11 to $433.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $433.12 to $434.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $434.14 to $435.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $435.14 to $436.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $436.14 to $437.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $437.16 to $437.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.