Hastings Reed 的 Form 4 申報
Netflix Inc（NFLX），2023/9/5 申報
- 申報編號
- 0001065280-23-000221
- 申報時間
- 2023/9/5
- 交易日
- 2023/9/1
- 申報延遲
- 4 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 9 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $791.7 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Hastings ReedCIK 0001033331 | 董事、高階主管（執行董事長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/9/1 | Common Stock | M行使選擇權取得 | +17,969 | $46.37 | +$833,222.53 | 17,969 | 直接 | |
| 2023/9/1 | Common Stock | S賣出處分 | −1,200 | $437.03F2 | −$524,436 | 16,769 | 直接 | |
| 2023/9/1 | Common Stock | S賣出處分 | −1,403 | $438.27F3 | −$614,892.81 | 15,366 | 直接 | |
| 2023/9/1 | Common Stock | S賣出處分 | −3,241 | $439.34F4 | −$1,423,900.94 | 12,125 | 直接 | |
| 2023/9/1 | Common Stock | S賣出處分 | −4,625 | $440.18F5 | −$2,035,832.5 | 7,500 | 直接 | |
| 2023/9/1 | Common Stock | S賣出處分 | −2,300 | $441.31F6 | −$1,015,013 | 5,200 | 直接 | |
| 2023/9/1 | Common Stock | S賣出處分 | −2,327 | $442.34F7 | −$1,029,325.18 | 2,873 | 直接 | |
| 2023/9/1 | Common Stock | S賣出處分 | −2,473 | $443.21F8 | −$1,096,058.33 | 400 | 直接 | |
| 2023/9/1 | Common Stock | S賣出處分 | −400 | $444.30F9 | −$177,720 | 0 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/9/1 | Common Stock | M行使選擇權處分 | −17,969 | $0.00 | $0 | 0 | 直接 | |
| 2023/9/1 | Common Stock | A公司授予取得 | +1,184 | $0.00 | $0 | 1,184 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $436.59 to $437.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $437.6884 to $438.6587. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $438.75 to $439.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $439.7782 to $440.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $440.79 to $441.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $441.80 to $442.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $442.84 to $443.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $444.01 to $444.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。