Hastings Reed's Form 4 filing
Netflix Inc (NFLX) · filed Sep 5, 2023
- Accession no.
- 0001065280-23-000221
- Filed
- Sep 5, 2023
- Trade date
- Sep 1, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 9 non-derivative transactions and 2 derivative transactions. Open-market sales total $7.92M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hastings ReedCIK 0001033331 | Director, Officer (Executive Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2023 | Common Stock | MOption exerciseAcquired | +17,969 | $46.37 | +$833,222.53 | 17,969 | Direct | |
| Sep 1, 2023 | Common Stock | SSaleDisposed | −1,200 | $437.03F2 | −$524,436 | 16,769 | Direct | |
| Sep 1, 2023 | Common Stock | SSaleDisposed | −1,403 | $438.27F3 | −$614,892.81 | 15,366 | Direct | |
| Sep 1, 2023 | Common Stock | SSaleDisposed | −3,241 | $439.34F4 | −$1,423,900.94 | 12,125 | Direct | |
| Sep 1, 2023 | Common Stock | SSaleDisposed | −4,625 | $440.18F5 | −$2,035,832.5 | 7,500 | Direct | |
| Sep 1, 2023 | Common Stock | SSaleDisposed | −2,300 | $441.31F6 | −$1,015,013 | 5,200 | Direct | |
| Sep 1, 2023 | Common Stock | SSaleDisposed | −2,327 | $442.34F7 | −$1,029,325.18 | 2,873 | Direct | |
| Sep 1, 2023 | Common Stock | SSaleDisposed | −2,473 | $443.21F8 | −$1,096,058.33 | 400 | Direct | |
| Sep 1, 2023 | Common Stock | SSaleDisposed | −400 | $444.30F9 | −$177,720 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2023 | Common Stock | MOption exerciseDisposed | −17,969 | $0.00 | $0 | 0 | Direct | |
| Sep 1, 2023 | Common Stock | AGrant or awardAcquired | +1,184 | $0.00 | $0 | 1,184 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $436.59 to $437.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $437.6884 to $438.6587. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $438.75 to $439.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $439.7782 to $440.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $440.79 to $441.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $441.80 to $442.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $442.84 to $443.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $444.01 to $444.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.