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Hastings Reed 的 Form 4 申報

Netflix Inc(NFLX),2023/6/2 申報

申報編號
0001065280-23-000157
申報時間
2023/6/2
交易日
2023/6/1
申報延遲
1 天
10b5-1 計畫
有勾選

這份申報列了 14 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,046 萬。交易後 1 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Hastings ReedCIK 0001033331董事、高階主管(執行董事長)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/6/1Common StockM行使選擇權取得+26,012$32.04+$833,424.4826,012直接
2023/6/1Common StockS賣出處分−400$393.86F2−$157,54425,612直接
2023/6/1Common StockS賣出處分−100$395.41−$39,54125,512直接
2023/6/1Common StockS賣出處分−1,324$397.21F3−$525,906.0424,188直接
2023/6/1Common StockS賣出處分−371$398.16F4−$147,717.3623,817直接
2023/6/1Common StockS賣出處分−2,159$399.21F5−$861,894.3921,658直接
2023/6/1Common StockS賣出處分−4,708$400.37F6−$1,884,941.9616,950直接
2023/6/1Common StockS賣出處分−3,122$401.17F7−$1,252,452.7413,828直接
2023/6/1Common StockS賣出處分−3,421$402.47F8−$1,376,849.8710,407直接
2023/6/1Common StockS賣出處分−2,548$403.35F9−$1,027,735.87,859直接
2023/6/1Common StockS賣出處分−3,172$404.47F10−$1,282,978.844,687直接
2023/6/1Common StockS賣出處分−3,087$405.28F11−$1,251,099.361,600直接
2023/6/1Common StockS賣出處分−1,400$406.54F12−$569,156200直接
2023/6/1Common StockS賣出處分−200$407.15F13−$81,4300直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2023/6/1Common StockM行使選擇權處分−26,012$0.00$00直接
2023/6/1Common StockA公司授予取得+1,292$0.00$01,292直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F2

This transaction was executed in multiple trades at prices ranging from $393.62 to $394.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F3

This transaction was executed in multiple trades at prices ranging from $396.64 to $397.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F4

This transaction was executed in multiple trades at prices ranging from $397.64 to $398.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F5

This transaction was executed in multiple trades at prices ranging from $398.72 to $399.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F6

This transaction was executed in multiple trades at prices ranging from $399.8006 to $400.7979. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F7

This transaction was executed in multiple trades at prices ranging from $400.8025 to $401.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F8

This transaction was executed in multiple trades at prices ranging from $401.84 to $402.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F9

This transaction was executed in multiple trades at prices ranging from $402.8657 to $403.86. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F10

This transaction was executed in multiple trades at prices ranging from $403.88 to $404.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F11

This transaction was executed in multiple trades at prices ranging from $404.96 to $405.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F12

This transaction was executed in multiple trades at prices ranging from $405.97 to $406.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F13

This transaction was executed in multiple trades at prices ranging from $407.01 to $407.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)