Hastings Reed's Form 4 filing
Netflix Inc (NFLX) · filed Jun 2, 2023
- Accession no.
- 0001065280-23-000157
- Filed
- Jun 2, 2023
- Trade date
- Jun 1, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 14 non-derivative transactions and 2 derivative transactions. Open-market sales total $10.5M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hastings ReedCIK 0001033331 | Director, Officer (Executive Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2023 | Common Stock | MOption exerciseAcquired | +26,012 | $32.04 | +$833,424.48 | 26,012 | Direct | |
| Jun 1, 2023 | Common Stock | SSaleDisposed | −400 | $393.86F2 | −$157,544 | 25,612 | Direct | |
| Jun 1, 2023 | Common Stock | SSaleDisposed | −100 | $395.41 | −$39,541 | 25,512 | Direct | |
| Jun 1, 2023 | Common Stock | SSaleDisposed | −1,324 | $397.21F3 | −$525,906.04 | 24,188 | Direct | |
| Jun 1, 2023 | Common Stock | SSaleDisposed | −371 | $398.16F4 | −$147,717.36 | 23,817 | Direct | |
| Jun 1, 2023 | Common Stock | SSaleDisposed | −2,159 | $399.21F5 | −$861,894.39 | 21,658 | Direct | |
| Jun 1, 2023 | Common Stock | SSaleDisposed | −4,708 | $400.37F6 | −$1,884,941.96 | 16,950 | Direct | |
| Jun 1, 2023 | Common Stock | SSaleDisposed | −3,122 | $401.17F7 | −$1,252,452.74 | 13,828 | Direct | |
| Jun 1, 2023 | Common Stock | SSaleDisposed | −3,421 | $402.47F8 | −$1,376,849.87 | 10,407 | Direct | |
| Jun 1, 2023 | Common Stock | SSaleDisposed | −2,548 | $403.35F9 | −$1,027,735.8 | 7,859 | Direct | |
| Jun 1, 2023 | Common Stock | SSaleDisposed | −3,172 | $404.47F10 | −$1,282,978.84 | 4,687 | Direct | |
| Jun 1, 2023 | Common Stock | SSaleDisposed | −3,087 | $405.28F11 | −$1,251,099.36 | 1,600 | Direct | |
| Jun 1, 2023 | Common Stock | SSaleDisposed | −1,400 | $406.54F12 | −$569,156 | 200 | Direct | |
| Jun 1, 2023 | Common Stock | SSaleDisposed | −200 | $407.15F13 | −$81,430 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2023 | Common Stock | MOption exerciseDisposed | −26,012 | $0.00 | $0 | 0 | Direct | |
| Jun 1, 2023 | Common Stock | AGrant or awardAcquired | +1,292 | $0.00 | $0 | 1,292 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $393.62 to $394.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $396.64 to $397.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $397.64 to $398.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $398.72 to $399.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $399.8006 to $400.7979. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $400.8025 to $401.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $401.84 to $402.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $402.8657 to $403.86. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $403.88 to $404.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $404.96 to $405.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $405.97 to $406.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades at prices ranging from $407.01 to $407.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.