Hastings Reed 的 Form 4 申報
Netflix Inc（NFLX），2023/5/3 申報
- 申報編號
- 0001065280-23-000138
- 申報時間
- 2023/5/3
- 交易日
- 2023/5/1
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 13 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $851.3 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Hastings ReedCIK 0001033331 | 董事、高階主管（執行董事長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/5/1 | Common Stock | M行使選擇權取得 | +26,278 | $31.71 | +$833,275.38 | 26,278 | 直接 | |
| 2023/5/1 | Common Stock | S賣出處分 | −725 | $318.78F2 | −$231,115.5 | 25,553 | 直接 | |
| 2023/5/1 | Common Stock | S賣出處分 | −1,924 | $319.85F3 | −$615,391.4 | 23,629 | 直接 | |
| 2023/5/1 | Common Stock | S賣出處分 | −1,017 | $320.91F4 | −$326,365.47 | 22,612 | 直接 | |
| 2023/5/1 | Common Stock | S賣出處分 | −1,891 | $322.01F5 | −$608,920.91 | 20,721 | 直接 | |
| 2023/5/1 | Common Stock | S賣出處分 | −4,906 | $322.97F6 | −$1,584,490.82 | 15,815 | 直接 | |
| 2023/5/1 | Common Stock | S賣出處分 | −5,808 | $323.93F7 | −$1,881,385.44 | 10,007 | 直接 | |
| 2023/5/1 | Common Stock | S賣出處分 | −3,553 | $324.88F8 | −$1,154,298.64 | 6,454 | 直接 | |
| 2023/5/1 | Common Stock | S賣出處分 | −2,480 | $326.10F9 | −$808,728 | 3,974 | 直接 | |
| 2023/5/1 | Common Stock | S賣出處分 | −2,085 | $326.91F10 | −$681,607.35 | 1,889 | 直接 | |
| 2023/5/1 | Common Stock | S賣出處分 | −1,100 | $327.97F11 | −$360,767 | 789 | 直接 | |
| 2023/5/1 | Common Stock | S賣出處分 | −389 | $329.34F12 | −$128,113.26 | 400 | 直接 | |
| 2023/5/1 | Common Stock | S賣出處分 | −400 | $329.94F13 | −$131,976 | 0 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/5/1 | Common Stock | A公司授予取得 | +1,607 | $0.00 | $0 | 1,607 | 直接 | |
| 2023/5/1 | Common Stock | M行使選擇權處分 | −26,278 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $318.30 to $319.0129. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $319.3221 to $320.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $320.3995 to $321.3985. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $321.4031 to $322.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $322.4105 to $323.4007. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $323.4589 to $324.452. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $324.4749 to $325.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $325.55 to $326.547. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $326.57 to $327.54. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $327.67 to $328.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $328.69 to $329.4489. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $329.91 to $329.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。