Hastings Reed's Form 4 filing
Netflix Inc (NFLX) · filed May 3, 2023
- Accession no.
- 0001065280-23-000138
- Filed
- May 3, 2023
- Trade date
- May 1, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 13 non-derivative transactions and 2 derivative transactions. Open-market sales total $8.51M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hastings ReedCIK 0001033331 | Director, Officer (Executive Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 1, 2023 | Common Stock | MOption exerciseAcquired | +26,278 | $31.71 | +$833,275.38 | 26,278 | Direct | |
| May 1, 2023 | Common Stock | SSaleDisposed | −725 | $318.78F2 | −$231,115.5 | 25,553 | Direct | |
| May 1, 2023 | Common Stock | SSaleDisposed | −1,924 | $319.85F3 | −$615,391.4 | 23,629 | Direct | |
| May 1, 2023 | Common Stock | SSaleDisposed | −1,017 | $320.91F4 | −$326,365.47 | 22,612 | Direct | |
| May 1, 2023 | Common Stock | SSaleDisposed | −1,891 | $322.01F5 | −$608,920.91 | 20,721 | Direct | |
| May 1, 2023 | Common Stock | SSaleDisposed | −4,906 | $322.97F6 | −$1,584,490.82 | 15,815 | Direct | |
| May 1, 2023 | Common Stock | SSaleDisposed | −5,808 | $323.93F7 | −$1,881,385.44 | 10,007 | Direct | |
| May 1, 2023 | Common Stock | SSaleDisposed | −3,553 | $324.88F8 | −$1,154,298.64 | 6,454 | Direct | |
| May 1, 2023 | Common Stock | SSaleDisposed | −2,480 | $326.10F9 | −$808,728 | 3,974 | Direct | |
| May 1, 2023 | Common Stock | SSaleDisposed | −2,085 | $326.91F10 | −$681,607.35 | 1,889 | Direct | |
| May 1, 2023 | Common Stock | SSaleDisposed | −1,100 | $327.97F11 | −$360,767 | 789 | Direct | |
| May 1, 2023 | Common Stock | SSaleDisposed | −389 | $329.34F12 | −$128,113.26 | 400 | Direct | |
| May 1, 2023 | Common Stock | SSaleDisposed | −400 | $329.94F13 | −$131,976 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 1, 2023 | Common Stock | AGrant or awardAcquired | +1,607 | $0.00 | $0 | 1,607 | Direct | |
| May 1, 2023 | Common Stock | MOption exerciseDisposed | −26,278 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $318.30 to $319.0129. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $319.3221 to $320.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $320.3995 to $321.3985. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $321.4031 to $322.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $322.4105 to $323.4007. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $323.4589 to $324.452. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $324.4749 to $325.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $325.55 to $326.547. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $326.57 to $327.54. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $327.67 to $328.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $328.69 to $329.4489. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades at prices ranging from $329.91 to $329.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.