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Cox Jeremy 的 Form 4 申報

Hewlett Packard Enterprise Co(HPE),2024/10/9 申報

申報編號
0001062993-24-017512
申報時間
2024/10/9
交易日
2024/7/18-10/8
申報延遲
83 天遲報
10b5-1 計畫
有勾選

這份申報列了 1 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $16.3 萬。交易後 83 天才申報,超過 2 個營業日的期限。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Cox JeremyCIK 0001655286高階主管(資深副總裁、主計長、技術長)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2024/10/8Common StockS賣出處分−7,770$21.00−$163,1707,771直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2024/7/18Common StockA公司授予取得+95.42–F2–16,447.13直接
2024/7/18Common StockA公司授予取得+152.28–F3–25,899.28直接
2024/7/18Common StockA公司授予取得+257.39–F4–43,008.8直接
2024/7/18Common StockA公司授予取得+1,365.55–F5–221,832.1直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F2

As previously reported, on 12/09/21, the reporting person was granted 45,514 restricted stock units ("RSUs"), 15,171 of which vested on 12/09/22, 15,171 of which vested on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 95.4214 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

表 II 有 1 筆交易的價格引用這則附註。

F3

As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which vested on 04/20/23, 24,213 of which vested on 04/20/24 and 24,213 of which will vest on 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 152.2830 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

表 II 有 1 筆交易的價格引用這則附註。

F4

As previously reported, on 12/08/22, the reporting person was granted 61,387 RSUs, 20,462 of which vested on 12/08/23, 20,462 of which will vest on 12/08/24, and 20,463 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 257.3899 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

表 II 有 1 筆交易的價格引用這則附註。

F5

As previously reported, on 12/07/23, the reporting person was granted 217,122 RSUs, 72,374 of which will vest on each of 12/07/24, 12/07/25, and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,365.5472 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

表 II 有 1 筆交易的價格引用這則附註。

備註

The sales reported on this Form 4 were pursuant to a Rule 10b5-1 plan adopted by the reporting person on 06/11/24.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)