Cox Jeremy's Form 4 filing
Hewlett Packard Enterprise Co (HPE) · filed Oct 9, 2024
- Accession no.
- 0001062993-24-017512
- Filed
- Oct 9, 2024
- Trade date
- Jul 18-Oct 8, 2024
- Filing delay
- 83 daysLate
- Rule 10b5-1 plan
- Checked
This filing lists 1 non-derivative transaction and 4 derivative transactions. Open-market sales total $163.2K. It was filed 83 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cox JeremyCIK 0001655286 | Officer (SVP, Controller & CTO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 8, 2024 | Common Stock | SSaleDisposed | −7,770 | $21.00 | −$163,170 | 7,771 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 18, 2024 | Common Stock | AGrant or awardAcquired | +95.42 | –F2 | – | 16,447.13 | Direct | |
| Jul 18, 2024 | Common Stock | AGrant or awardAcquired | +152.28 | –F3 | – | 25,899.28 | Direct | |
| Jul 18, 2024 | Common Stock | AGrant or awardAcquired | +257.39 | –F4 | – | 43,008.8 | Direct | |
| Jul 18, 2024 | Common Stock | AGrant or awardAcquired | +1,365.55 | –F5 | – | 221,832.1 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
As previously reported, on 12/09/21, the reporting person was granted 45,514 restricted stock units ("RSUs"), 15,171 of which vested on 12/09/22, 15,171 of which vested on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 95.4214 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.
Referenced by the price of 1 transaction in Table II.
- F3
As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which vested on 04/20/23, 24,213 of which vested on 04/20/24 and 24,213 of which will vest on 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 152.2830 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.
Referenced by the price of 1 transaction in Table II.
- F4
As previously reported, on 12/08/22, the reporting person was granted 61,387 RSUs, 20,462 of which vested on 12/08/23, 20,462 of which will vest on 12/08/24, and 20,463 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 257.3899 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.
Referenced by the price of 1 transaction in Table II.
- F5
As previously reported, on 12/07/23, the reporting person was granted 217,122 RSUs, 72,374 of which will vest on each of 12/07/24, 12/07/25, and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,365.5472 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.
Referenced by the price of 1 transaction in Table II.
Remarks
The sales reported on this Form 4 were pursuant to a Rule 10b5-1 plan adopted by the reporting person on 06/11/24.