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MacDonald Neil B 的 Form 4 申報

Hewlett Packard Enterprise Co(HPE),2024/9/17 申報

申報編號
0001062993-24-016703
申報時間
2024/9/17
交易日
2024/7/18-9/13
申報延遲
61 天遲報
10b5-1 計畫
有勾選

這份申報列了 1 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $49.3 萬。交易後 61 天才申報,超過 2 個營業日的期限。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
MacDonald Neil BCIK 0001812556高階主管(EVP, GM of Compute HPC AI)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2024/9/13Common StockS賣出處分−29,000$17.00−$493,00082,061.13直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2024/7/18Common StockA公司授予取得+195.36–F3–33,763.84直接
2024/7/18Common StockA公司授予取得+553.34–F4–92,580.6直接
2024/7/18Common StockA公司授予取得+975.39–F5–158,451.36直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F3

As previously reported, on 12/09/21, the reporting person was granted 97,529 restricted stock units ("RSUs"), 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 31,062 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 195.3585 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

表 II 有 1 筆交易的價格引用這則附註。

F4

As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, 43,990 of which will vest on 12/08/24, and 43,991 of which will vest 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 553.3396 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

表 II 有 1 筆交易的價格引用這則附註。

F5

As previously reported, on 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which will vest on 12/07/24, and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 975.38990 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

表 II 有 1 筆交易的價格引用這則附註。

備註

The sales reported on this Form 4 were pursuant to a Rule 10b5-1 plan adopted by the reporting person on 03/12/24.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)