MacDonald Neil B's Form 4 filing
Hewlett Packard Enterprise Co (HPE) · filed Sep 17, 2024
- Accession no.
- 0001062993-24-016703
- Filed
- Sep 17, 2024
- Trade date
- Jul 18-Sep 13, 2024
- Filing delay
- 61 daysLate
- Rule 10b5-1 plan
- Checked
This filing lists 1 non-derivative transaction and 3 derivative transactions. Open-market sales total $493.0K. It was filed 61 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| MacDonald Neil BCIK 0001812556 | Officer (EVP, GM of Compute HPC AI) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 13, 2024 | Common Stock | SSaleDisposed | −29,000 | $17.00 | −$493,000 | 82,061.13 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 18, 2024 | Common Stock | AGrant or awardAcquired | +195.36 | –F3 | – | 33,763.84 | Direct | |
| Jul 18, 2024 | Common Stock | AGrant or awardAcquired | +553.34 | –F4 | – | 92,580.6 | Direct | |
| Jul 18, 2024 | Common Stock | AGrant or awardAcquired | +975.39 | –F5 | – | 158,451.36 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
As previously reported, on 12/09/21, the reporting person was granted 97,529 restricted stock units ("RSUs"), 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 31,062 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 195.3585 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.
Referenced by the price of 1 transaction in Table II.
- F4
As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, 43,990 of which will vest on 12/08/24, and 43,991 of which will vest 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 553.3396 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.
Referenced by the price of 1 transaction in Table II.
- F5
As previously reported, on 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which will vest on 12/07/24, and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 975.38990 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.
Referenced by the price of 1 transaction in Table II.
Remarks
The sales reported on this Form 4 were pursuant to a Rule 10b5-1 plan adopted by the reporting person on 03/12/24.