Mansueto Joseph D 的 Form 4 申報
Morningstar, Inc.（MORN），2023/11/24 申報
- 申報編號
- 0001062993-23-021419
- 申報時間
- 2023/11/24
- 交易日
- 2023/11/21-11/22
- 申報延遲
- 3 天
- 10b5-1 計畫
- 有勾選
這份申報列了 7 筆非衍生性交易。公開市場賣出合計 $695.6 萬。交易後 3 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mansueto Joseph DCIK 0001324069 | 董事、高階主管（執行董事長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/11/21 | Common Stock | S賣出處分 | −994 | $272.77F2 | −$271,133.38 | 11,379,623 | 直接 | |
| 2023/11/21 | Common Stock | S賣出處分 | −6,716 | $273.75F3 | −$1,838,505 | 11,372,907 | 直接 | |
| 2023/11/21 | Common Stock | S賣出處分 | −4,633 | $274.84F4 | −$1,273,333.72 | 11,368,274 | 直接 | |
| 2023/11/21 | Common Stock | S賣出處分 | −307 | $275.42F5 | −$84,553.94 | 11,367,967 | 直接 | |
| 2023/11/22 | Common Stock | S賣出處分 | −4,434 | $275.16F6 | −$1,220,059.44 | 11,363,533 | 直接 | |
| 2023/11/22 | Common Stock | S賣出處分 | −8,204 | $276.09F7 | −$2,265,042.36 | 11,355,329 | 直接 | |
| 2023/11/22 | Common Stock | S賣出處分 | −12 | $277.40 | −$3,328.8 | 11,355,317 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The transaction was executed in multiple trades at prices ranging from $272.3350 to $273.3200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The transaction was executed in multiple trades at prices ranging from $237.3850 to $274.3100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades at prices ranging from $274.3200 to $275.3150. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $275.3250 to $275.4300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades at prices ranging from $274.5700 to $275.5650. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The transaction was executed in multiple trades at prices ranging from $275.5700 to $276.5200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。