Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Nov 24, 2023
- Accession no.
- 0001062993-23-021419
- Filed
- Nov 24, 2023
- Trade date
- Nov 21-22, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Checked
This filing lists 7 non-derivative transactions. Open-market sales total $6.96M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 21, 2023 | Common Stock | SSaleDisposed | −994 | $272.77F2 | −$271,133.38 | 11,379,623 | Direct | |
| Nov 21, 2023 | Common Stock | SSaleDisposed | −6,716 | $273.75F3 | −$1,838,505 | 11,372,907 | Direct | |
| Nov 21, 2023 | Common Stock | SSaleDisposed | −4,633 | $274.84F4 | −$1,273,333.72 | 11,368,274 | Direct | |
| Nov 21, 2023 | Common Stock | SSaleDisposed | −307 | $275.42F5 | −$84,553.94 | 11,367,967 | Direct | |
| Nov 22, 2023 | Common Stock | SSaleDisposed | −4,434 | $275.16F6 | −$1,220,059.44 | 11,363,533 | Direct | |
| Nov 22, 2023 | Common Stock | SSaleDisposed | −8,204 | $276.09F7 | −$2,265,042.36 | 11,355,329 | Direct | |
| Nov 22, 2023 | Common Stock | SSaleDisposed | −12 | $277.40 | −$3,328.8 | 11,355,317 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $272.3350 to $273.3200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $237.3850 to $274.3100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $274.3200 to $275.3150. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $275.3250 to $275.4300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $274.5700 to $275.5650. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $275.5700 to $276.5200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.