Mansueto Joseph D 的 Form 4 申報
Morningstar, Inc.（MORN），2023/11/3 申報
- 申報編號
- 0001062993-23-020080
- 申報時間
- 2023/11/3
- 交易日
- 2023/11/1-11/2
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 9 筆非衍生性交易。公開市場賣出合計 $648.4 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mansueto Joseph DCIK 0001324069 | 董事、高階主管（執行董事長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/11/1 | Common Stock | S賣出處分 | −999 | $252.92F2 | −$252,667.08 | 11,516,506 | 直接 | |
| 2023/11/1 | Common Stock | S賣出處分 | −4,923 | $254.04F3 | −$1,250,638.92 | 11,511,583 | 直接 | |
| 2023/11/1 | Common Stock | S賣出處分 | −2,940 | $254.76F4 | −$748,994.4 | 11,508,643 | 直接 | |
| 2023/11/1 | Common Stock | S賣出處分 | −3,358 | $256.42F5 | −$861,058.36 | 11,505,285 | 直接 | |
| 2023/11/1 | Common Stock | S賣出處分 | −430 | $257.05F6 | −$110,531.5 | 11,504,855 | 直接 | |
| 2023/11/2 | Common Stock | S賣出處分 | −4,623 | $257.02F7 | −$1,188,203.46 | 11,500,232 | 直接 | |
| 2023/11/2 | Common Stock | S賣出處分 | −6,303 | $257.92F8 | −$1,625,669.76 | 11,493,929 | 直接 | |
| 2023/11/2 | Common Stock | S賣出處分 | −1,339 | $258.53F9 | −$346,171.67 | 11,492,590 | 直接 | |
| 2023/11/2 | Common Stock | S賣出處分 | −385 | $259.71F10 | −$99,988.35 | 11,492,205 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The transaction was executed in multiple trades at prices ranging from $252.2600 to $253.2400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The transaction was executed in multiple trades at prices ranging from $253.3800 to $254.3750. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades at prices ranging from $254.3800 to $255.3400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $255.8150 to $256.7700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades at prices ranging from $256.8300 to $257.4250. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The transaction was executed in multiple trades at prices ranging from $256.2900 to $257.2700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The transaction was executed in multiple trades at prices ranging from $257.3650 to $258.2900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The transaction was executed in multiple trades at prices ranging from $258.4400 to $259.3500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The transaction was executed in multiple trades at prices ranging from $259.4500 to $259.8600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。