Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Nov 3, 2023
- Accession no.
- 0001062993-23-020080
- Filed
- Nov 3, 2023
- Trade date
- Nov 1-2, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 9 non-derivative transactions. Open-market sales total $6.48M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2023 | Common Stock | SSaleDisposed | −999 | $252.92F2 | −$252,667.08 | 11,516,506 | Direct | |
| Nov 1, 2023 | Common Stock | SSaleDisposed | −4,923 | $254.04F3 | −$1,250,638.92 | 11,511,583 | Direct | |
| Nov 1, 2023 | Common Stock | SSaleDisposed | −2,940 | $254.76F4 | −$748,994.4 | 11,508,643 | Direct | |
| Nov 1, 2023 | Common Stock | SSaleDisposed | −3,358 | $256.42F5 | −$861,058.36 | 11,505,285 | Direct | |
| Nov 1, 2023 | Common Stock | SSaleDisposed | −430 | $257.05F6 | −$110,531.5 | 11,504,855 | Direct | |
| Nov 2, 2023 | Common Stock | SSaleDisposed | −4,623 | $257.02F7 | −$1,188,203.46 | 11,500,232 | Direct | |
| Nov 2, 2023 | Common Stock | SSaleDisposed | −6,303 | $257.92F8 | −$1,625,669.76 | 11,493,929 | Direct | |
| Nov 2, 2023 | Common Stock | SSaleDisposed | −1,339 | $258.53F9 | −$346,171.67 | 11,492,590 | Direct | |
| Nov 2, 2023 | Common Stock | SSaleDisposed | −385 | $259.71F10 | −$99,988.35 | 11,492,205 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $252.2600 to $253.2400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $253.3800 to $254.3750. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $254.3800 to $255.3400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $255.8150 to $256.7700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $256.8300 to $257.4250. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $256.2900 to $257.2700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $257.3650 to $258.2900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $258.4400 to $259.3500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $259.4500 to $259.8600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.