Prime Movers Lab Fund I LP 的 Form 4 申報
Vaxxinity, Inc.（VAXX），2023/9/8 申報
- 申報編號
- 0001062993-23-017880
- 申報時間
- 2023/9/8 18:05 ET
- 交易日
- 2023/9/6-9/8
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 15 筆非衍生性交易。公開市場賣出合計 $16.9 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Prime Movers Lab Fund I LPCIK 0001751631 | 持股 10% 以上大股東 |
| Sloss DakinCIK 0001875411 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/9/6 | Class A Common Stock | S賣出處分 | −1,251 | $1.88F1 | −$2,354.76 | 2,063,776 | 間接 | |
| 2023/9/6 | Class A Common Stock | S賣出處分 | −5,308 | $1.88F1 | −$9,991.25 | 8,759,064 | 直接 | |
| 2023/9/6 | Class A Common Stock | S賣出處分 | −507 | $1.88F1 | −$954.33 | 835,992 | 間接 | |
| 2023/9/6 | Class A Common Stock | S賣出處分 | −892 | $1.88F1 | −$1,679.01 | 1,472,208 | 間接 | |
| 2023/9/6 | Class A Common Stock | S賣出處分 | −2,189 | $1.88F1 | −$4,120.35 | 3,612,849 | 間接 | |
| 2023/9/7 | Class A Common Stock | S賣出處分 | −4,786 | $1.79F8 | −$8,553.54 | 2,058,990 | 間接 | |
| 2023/9/7 | Class A Common Stock | S賣出處分 | −20,312 | $1.79F8 | −$36,301.61 | 8,738,752 | 直接 | |
| 2023/9/7 | Class A Common Stock | S賣出處分 | −1,939 | $1.79F8 | −$3,465.38 | 834,053 | 間接 | |
| 2023/9/7 | Class A common stock | S賣出處分 | −3,413 | $1.79F8 | −$6,099.71 | 1,468,795 | 間接 | |
| 2023/9/7 | Class A common stock | S賣出處分 | −8,378 | $1.79F8 | −$14,973.16 | 3,604,471 | 間接 | |
| 2023/9/8 | Class A common stock | S賣出處分 | −5,911 | $1.67F9 | −$9,871.37 | 2,053,079 | 間接 | |
| 2023/9/8 | Class A common stock | S賣出處分 | −25,089 | $1.67F9 | −$41,898.63 | 8,713,663 | 直接 | |
| 2023/9/8 | Class A Common Stock | S賣出處分 | −2,395 | $1.67F9 | −$3,999.65 | 831,658 | 間接 | |
| 2023/9/8 | Class A common stock | S賣出處分 | −4,217 | $1.67F9 | −$7,042.39 | 1,464,578 | 間接 | |
| 2023/9/8 | Class A common stock | S賣出處分 | −10,349 | $1.67F9 | −$17,282.83 | 3,594,122 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The price of $1.8823 per share represents a weighted average of purchase prices ranging from $1.85 to $1.94 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
表 I 有 5 筆交易的價格引用這則附註。
- F8
The price of $1.7872 per share represents a weighted average of purchase prices ranging from $1.75 to $1.86 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
表 I 有 5 筆交易的價格引用這則附註。
- F9
The price of $1.6700 per share represents a weighted average of purchase prices ranging from $1.60 to $1.82 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
表 I 有 5 筆交易的價格引用這則附註。