Prime Movers Lab Fund I LP's Form 4 filing
Vaxxinity, Inc. (VAXX) · filed Sep 8, 2023
- Accession no.
- 0001062993-23-017880
- Filed
- Sep 8, 2023, 6:05 PM ET
- Trade date
- Sep 6-8, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 15 non-derivative transactions. Open-market sales total $168.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Prime Movers Lab Fund I LPCIK 0001751631 | 10% Owner |
| Sloss DakinCIK 0001875411 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 6, 2023 | Class A Common Stock | SSaleDisposed | −1,251 | $1.88F1 | −$2,354.76 | 2,063,776 | Indirect | |
| Sep 6, 2023 | Class A Common Stock | SSaleDisposed | −5,308 | $1.88F1 | −$9,991.25 | 8,759,064 | Direct | |
| Sep 6, 2023 | Class A Common Stock | SSaleDisposed | −507 | $1.88F1 | −$954.33 | 835,992 | Indirect | |
| Sep 6, 2023 | Class A Common Stock | SSaleDisposed | −892 | $1.88F1 | −$1,679.01 | 1,472,208 | Indirect | |
| Sep 6, 2023 | Class A Common Stock | SSaleDisposed | −2,189 | $1.88F1 | −$4,120.35 | 3,612,849 | Indirect | |
| Sep 7, 2023 | Class A Common Stock | SSaleDisposed | −4,786 | $1.79F8 | −$8,553.54 | 2,058,990 | Indirect | |
| Sep 7, 2023 | Class A Common Stock | SSaleDisposed | −20,312 | $1.79F8 | −$36,301.61 | 8,738,752 | Direct | |
| Sep 7, 2023 | Class A Common Stock | SSaleDisposed | −1,939 | $1.79F8 | −$3,465.38 | 834,053 | Indirect | |
| Sep 7, 2023 | Class A common stock | SSaleDisposed | −3,413 | $1.79F8 | −$6,099.71 | 1,468,795 | Indirect | |
| Sep 7, 2023 | Class A common stock | SSaleDisposed | −8,378 | $1.79F8 | −$14,973.16 | 3,604,471 | Indirect | |
| Sep 8, 2023 | Class A common stock | SSaleDisposed | −5,911 | $1.67F9 | −$9,871.37 | 2,053,079 | Indirect | |
| Sep 8, 2023 | Class A common stock | SSaleDisposed | −25,089 | $1.67F9 | −$41,898.63 | 8,713,663 | Direct | |
| Sep 8, 2023 | Class A Common Stock | SSaleDisposed | −2,395 | $1.67F9 | −$3,999.65 | 831,658 | Indirect | |
| Sep 8, 2023 | Class A common stock | SSaleDisposed | −4,217 | $1.67F9 | −$7,042.39 | 1,464,578 | Indirect | |
| Sep 8, 2023 | Class A common stock | SSaleDisposed | −10,349 | $1.67F9 | −$17,282.83 | 3,594,122 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price of $1.8823 per share represents a weighted average of purchase prices ranging from $1.85 to $1.94 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Referenced by the price of 5 transactions in Table I.
- F8
The price of $1.7872 per share represents a weighted average of purchase prices ranging from $1.75 to $1.86 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Referenced by the price of 5 transactions in Table I.
- F9
The price of $1.6700 per share represents a weighted average of purchase prices ranging from $1.60 to $1.82 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Referenced by the price of 5 transactions in Table I.