Mansueto Joseph D 的 Form 4 申報
Morningstar, Inc.（MORN），2023/9/5 申報
- 申報編號
- 0001062993-23-017518
- 申報時間
- 2023/9/5
- 交易日
- 2023/8/31-9/1
- 申報延遲
- 5 天
- 10b5-1 計畫
- 有勾選
這份申報列了 11 筆非衍生性交易。公開市場賣出合計 $560.5 萬。交易後 5 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mansueto Joseph DCIK 0001324069 | 董事、高階主管（執行董事長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/8/31 | Common Stock | S賣出處分 | −904 | $227.85F2 | −$205,976.4 | 11,540,645 | 直接 | |
| 2023/8/31 | Common Stock | S賣出處分 | −614 | $229.42F3 | −$140,863.88 | 11,540,031 | 直接 | |
| 2023/8/31 | Common Stock | S賣出處分 | −4,017 | $230.43F4 | −$925,637.31 | 11,536,014 | 直接 | |
| 2023/8/31 | Common Stock | S賣出處分 | −1,753 | $231.34F5 | −$405,539.02 | 11,534,261 | 直接 | |
| 2023/8/31 | Common Stock | S賣出處分 | −5,342 | $232.58F6 | −$1,242,442.36 | 11,528,919 | 直接 | |
| 2023/8/31 | Common Stock | S賣出處分 | −20 | $233.01 | −$4,660.2 | 11,528,899 | 直接 | |
| 2023/9/1 | Common Stock | S賣出處分 | −517 | $232.25F7 | −$120,073.25 | 11,528,382 | 直接 | |
| 2023/9/1 | Common Stock | S賣出處分 | −430 | $233.34F8 | −$100,336.2 | 11,527,952 | 直接 | |
| 2023/9/1 | Common Stock | S賣出處分 | −2,042 | $234.34F9 | −$478,522.28 | 11,525,910 | 直接 | |
| 2023/9/1 | Common Stock | S賣出處分 | −4,568 | $235.47F10 | −$1,075,626.96 | 11,521,342 | 直接 | |
| 2023/9/1 | Common Stock | S賣出處分 | −3,837 | $236.01F11 | −$905,570.37 | 11,517,505 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The transaction was executed in multiple trades at prices ranging from $227.6450 to $228.6100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The transaction was executed in multiple trades at prices ranging from $228.9500 to $229.9000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades at prices ranging from $229.9600 to $230.9400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $230.9750 to $231.9650. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades at prices ranging from $231.9850 to $232.9400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The transaction was executed in multiple trades at prices ranging from $231.7500 to $232.7400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The transaction was executed in multiple trades at prices ranging from $232.7500 to $233.5600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The transaction was executed in multiple trades at prices ranging from $233.7550 to $234.7300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The transaction was executed in multiple trades at prices ranging from $234.7900 to $235.7700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The transaction was executed in multiple trades at prices ranging from $235.8100 to $236.4600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。