Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Sep 5, 2023
- Accession no.
- 0001062993-23-017518
- Filed
- Sep 5, 2023
- Trade date
- Aug 31-Sep 1, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Checked
This filing lists 11 non-derivative transactions. Open-market sales total $5.61M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2023 | Common Stock | SSaleDisposed | −904 | $227.85F2 | −$205,976.4 | 11,540,645 | Direct | |
| Aug 31, 2023 | Common Stock | SSaleDisposed | −614 | $229.42F3 | −$140,863.88 | 11,540,031 | Direct | |
| Aug 31, 2023 | Common Stock | SSaleDisposed | −4,017 | $230.43F4 | −$925,637.31 | 11,536,014 | Direct | |
| Aug 31, 2023 | Common Stock | SSaleDisposed | −1,753 | $231.34F5 | −$405,539.02 | 11,534,261 | Direct | |
| Aug 31, 2023 | Common Stock | SSaleDisposed | −5,342 | $232.58F6 | −$1,242,442.36 | 11,528,919 | Direct | |
| Aug 31, 2023 | Common Stock | SSaleDisposed | −20 | $233.01 | −$4,660.2 | 11,528,899 | Direct | |
| Sep 1, 2023 | Common Stock | SSaleDisposed | −517 | $232.25F7 | −$120,073.25 | 11,528,382 | Direct | |
| Sep 1, 2023 | Common Stock | SSaleDisposed | −430 | $233.34F8 | −$100,336.2 | 11,527,952 | Direct | |
| Sep 1, 2023 | Common Stock | SSaleDisposed | −2,042 | $234.34F9 | −$478,522.28 | 11,525,910 | Direct | |
| Sep 1, 2023 | Common Stock | SSaleDisposed | −4,568 | $235.47F10 | −$1,075,626.96 | 11,521,342 | Direct | |
| Sep 1, 2023 | Common Stock | SSaleDisposed | −3,837 | $236.01F11 | −$905,570.37 | 11,517,505 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $227.6450 to $228.6100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $228.9500 to $229.9000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $229.9600 to $230.9400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $230.9750 to $231.9650. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $231.9850 to $232.9400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $231.7500 to $232.7400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $232.7500 to $233.5600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $233.7550 to $234.7300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $234.7900 to $235.7700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
The transaction was executed in multiple trades at prices ranging from $235.8100 to $236.4600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.