Mansueto Joseph D 的 Form 4 申報
Morningstar, Inc.（MORN），2023/8/31 申報
- 申報編號
- 0001062993-23-017335
- 申報時間
- 2023/8/31
- 交易日
- 2023/8/29-8/30
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 8 筆非衍生性交易。公開市場賣出合計 $383.9 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mansueto Joseph DCIK 0001324069 | 董事、高階主管（執行董事長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/8/29 | Common Stock | S賣出處分 | −3,462 | $225.84F2 | −$781,858.08 | 11,555,017 | 直接 | |
| 2023/8/29 | Common Stock | S賣出處分 | −1,973 | $226.93F3 | −$447,732.89 | 11,553,044 | 直接 | |
| 2023/8/29 | Common Stock | S賣出處分 | −1,180 | $227.54F4 | −$268,497.2 | 11,551,864 | 直接 | |
| 2023/8/30 | Common Stock | S賣出處分 | −1,830 | $224.32F5 | −$410,505.6 | 11,550,034 | 直接 | |
| 2023/8/30 | Common Stock | S賣出處分 | −823 | $225.43F6 | −$185,528.89 | 11,549,211 | 直接 | |
| 2023/8/30 | Common Stock | S賣出處分 | −1,461 | $226.52F7 | −$330,945.72 | 11,547,750 | 直接 | |
| 2023/8/30 | Common Stock | S賣出處分 | −3,003 | $227.45F8 | −$683,032.35 | 11,544,747 | 直接 | |
| 2023/8/30 | Common Stock | S賣出處分 | −3,198 | $228.45F9 | −$730,583.1 | 11,541,549 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The transaction was executed in multiple trades at prices ranging from $225.3700 to $226.3600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The transaction was executed in multiple trades at prices ranging from $226.3700 to $227.3500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades at prices ranging from $227.3700 to $227.7475. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $223.7700 to $224.7025. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades at prices ranging from $224.8400 to $225.8300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The transaction was executed in multiple trades at prices ranging from $225.9050 to $226.8900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The transaction was executed in multiple trades at prices ranging from $226.9300 to $227.8750. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The transaction was executed in multiple trades at prices ranging from $227.9300 to $228.8875. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。