Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Aug 31, 2023
- Accession no.
- 0001062993-23-017335
- Filed
- Aug 31, 2023
- Trade date
- Aug 29-30, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 8 non-derivative transactions. Open-market sales total $3.84M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 29, 2023 | Common Stock | SSaleDisposed | −3,462 | $225.84F2 | −$781,858.08 | 11,555,017 | Direct | |
| Aug 29, 2023 | Common Stock | SSaleDisposed | −1,973 | $226.93F3 | −$447,732.89 | 11,553,044 | Direct | |
| Aug 29, 2023 | Common Stock | SSaleDisposed | −1,180 | $227.54F4 | −$268,497.2 | 11,551,864 | Direct | |
| Aug 30, 2023 | Common Stock | SSaleDisposed | −1,830 | $224.32F5 | −$410,505.6 | 11,550,034 | Direct | |
| Aug 30, 2023 | Common Stock | SSaleDisposed | −823 | $225.43F6 | −$185,528.89 | 11,549,211 | Direct | |
| Aug 30, 2023 | Common Stock | SSaleDisposed | −1,461 | $226.52F7 | −$330,945.72 | 11,547,750 | Direct | |
| Aug 30, 2023 | Common Stock | SSaleDisposed | −3,003 | $227.45F8 | −$683,032.35 | 11,544,747 | Direct | |
| Aug 30, 2023 | Common Stock | SSaleDisposed | −3,198 | $228.45F9 | −$730,583.1 | 11,541,549 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $225.3700 to $226.3600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $226.3700 to $227.3500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $227.3700 to $227.7475. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $223.7700 to $224.7025. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $224.8400 to $225.8300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $225.9050 to $226.8900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $226.9300 to $227.8750. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $227.9300 to $228.8875. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.