Mansueto Joseph D 的 Form 4 申報
Morningstar, Inc.（MORN），2023/8/25 申報
- 申報編號
- 0001062993-23-017107
- 申報時間
- 2023/8/25
- 交易日
- 2023/8/23-8/24
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 8 筆非衍生性交易。公開市場賣出合計 $400.7 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mansueto Joseph DCIK 0001324069 | 董事、高階主管（執行董事長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/8/23 | Common Stock | S賣出處分 | −946 | $216.09F2 | −$204,421.14 | 11,201,803 | 直接 | |
| 2023/8/23 | Common Stock | S賣出處分 | −890 | $217.05F3 | −$193,174.5 | 11,200,913 | 直接 | |
| 2023/8/23 | Common Stock | S賣出處分 | −1,898 | $218.72F4 | −$415,130.56 | 11,199,015 | 直接 | |
| 2023/8/23 | Common Stock | S賣出處分 | −4,588 | $219.69F5 | −$1,007,937.72 | 11,194,427 | 直接 | |
| 2023/8/23 | Common Stock | S賣出處分 | −513 | $220.25F6 | −$112,988.25 | 11,193,914 | 直接 | |
| 2023/8/24 | Common Stock | S賣出處分 | −4,335 | $219.67F7 | −$952,269.45 | 11,189,579 | 直接 | |
| 2023/8/24 | Common Stock | S賣出處分 | −4,358 | $220.63F8 | −$961,505.54 | 11,185,221 | 直接 | |
| 2023/8/24 | Common Stock | S賣出處分 | −722 | $221.24F9 | −$159,735.28 | 11,184,499 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The transaction was executed in multiple trades at prices ranging from $215.6700 to $216.6500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The transaction was executed in multiple trades at prices ranging from $216.7000 to $217.3700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades at prices ranging from $218.1700 to $219.1000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $219.1900 to $220.1700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades at prices ranging from $220.2000 to $220.3400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The transaction was executed in multiple trades at prices ranging from $219.2100 to $220.1850. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The transaction was executed in multiple trades at prices ranging from $220.2100 to $221.2000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The transaction was executed in multiple trades at prices ranging from $221.2100 to $221.2600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。