Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Aug 25, 2023
- Accession no.
- 0001062993-23-017107
- Filed
- Aug 25, 2023
- Trade date
- Aug 23-24, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 8 non-derivative transactions. Open-market sales total $4.01M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 23, 2023 | Common Stock | SSaleDisposed | −946 | $216.09F2 | −$204,421.14 | 11,201,803 | Direct | |
| Aug 23, 2023 | Common Stock | SSaleDisposed | −890 | $217.05F3 | −$193,174.5 | 11,200,913 | Direct | |
| Aug 23, 2023 | Common Stock | SSaleDisposed | −1,898 | $218.72F4 | −$415,130.56 | 11,199,015 | Direct | |
| Aug 23, 2023 | Common Stock | SSaleDisposed | −4,588 | $219.69F5 | −$1,007,937.72 | 11,194,427 | Direct | |
| Aug 23, 2023 | Common Stock | SSaleDisposed | −513 | $220.25F6 | −$112,988.25 | 11,193,914 | Direct | |
| Aug 24, 2023 | Common Stock | SSaleDisposed | −4,335 | $219.67F7 | −$952,269.45 | 11,189,579 | Direct | |
| Aug 24, 2023 | Common Stock | SSaleDisposed | −4,358 | $220.63F8 | −$961,505.54 | 11,185,221 | Direct | |
| Aug 24, 2023 | Common Stock | SSaleDisposed | −722 | $221.24F9 | −$159,735.28 | 11,184,499 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $215.6700 to $216.6500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $216.7000 to $217.3700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $218.1700 to $219.1000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $219.1900 to $220.1700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $220.2000 to $220.3400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $219.2100 to $220.1850. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $220.2100 to $221.2000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $221.2100 to $221.2600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.