Mansueto Joseph D 的 Form 4 申報
Morningstar, Inc.（MORN），2023/8/9 申報
- 申報編號
- 0001062993-23-016065
- 申報時間
- 2023/8/9
- 交易日
- 2023/8/7-8/8
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 7 筆非衍生性交易。公開市場賣出合計 $321.9 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mansueto Joseph DCIK 0001324069 | 董事、高階主管（執行董事長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/8/7 | Common Stock | S賣出處分 | −1,011 | $220.19F2 | −$222,612.09 | 11,276,939 | 直接 | |
| 2023/8/7 | Common Stock | S賣出處分 | −4,398 | $220.96F3 | −$971,782.08 | 11,272,541 | 直接 | |
| 2023/8/7 | Common Stock | S賣出處分 | −2,500 | $221.96F4 | −$554,900 | 11,270,041 | 直接 | |
| 2023/8/7 | Common Stock | S賣出處分 | −633 | $222.99F5 | −$141,152.67 | 11,269,408 | 直接 | |
| 2023/8/7 | Common Stock | S賣出處分 | −1 | $223.58 | −$223.58 | 11,269,407 | 直接 | |
| 2023/8/8 | Common Stock | S賣出處分 | −4,233 | $220.53F6 | −$933,503.49 | 11,265,174 | 直接 | |
| 2023/8/8 | Common Stock | S賣出處分 | −1,789 | $220.92F7 | −$395,225.88 | 11,263,385 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The transaction was executed in multiple trades at prices ranging from $219.4900 to $220.4500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The transaction was executed in multiple trades at prices ranging from $220.5000 to $221.4800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades at prices ranging from $221.5400 to $222.5300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $222.5400 to $223.4150. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades at prices ranging from $219.8500 to $220.8450. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The transaction was executed in multiple trades at prices ranging from $220.8500 to $221.3700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。