Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Aug 9, 2023
- Accession no.
- 0001062993-23-016065
- Filed
- Aug 9, 2023
- Trade date
- Aug 7-8, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 7 non-derivative transactions. Open-market sales total $3.22M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 7, 2023 | Common Stock | SSaleDisposed | −1,011 | $220.19F2 | −$222,612.09 | 11,276,939 | Direct | |
| Aug 7, 2023 | Common Stock | SSaleDisposed | −4,398 | $220.96F3 | −$971,782.08 | 11,272,541 | Direct | |
| Aug 7, 2023 | Common Stock | SSaleDisposed | −2,500 | $221.96F4 | −$554,900 | 11,270,041 | Direct | |
| Aug 7, 2023 | Common Stock | SSaleDisposed | −633 | $222.99F5 | −$141,152.67 | 11,269,408 | Direct | |
| Aug 7, 2023 | Common Stock | SSaleDisposed | −1 | $223.58 | −$223.58 | 11,269,407 | Direct | |
| Aug 8, 2023 | Common Stock | SSaleDisposed | −4,233 | $220.53F6 | −$933,503.49 | 11,265,174 | Direct | |
| Aug 8, 2023 | Common Stock | SSaleDisposed | −1,789 | $220.92F7 | −$395,225.88 | 11,263,385 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $219.4900 to $220.4500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $220.5000 to $221.4800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $221.5400 to $222.5300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $222.5400 to $223.4150. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $219.8500 to $220.8450. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $220.8500 to $221.3700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.