Mansueto Joseph D 的 Form 4 申報
Morningstar, Inc.（MORN），2023/6/20 申報
- 申報編號
- 0001062993-23-013799
- 申報時間
- 2023/6/20
- 交易日
- 2023/6/15-6/16
- 申報延遲
- 5 天
- 10b5-1 計畫
- 有勾選
這份申報列了 9 筆非衍生性交易。公開市場賣出合計 $263.3 萬。交易後 5 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mansueto Joseph DCIK 0001324069 | 董事、高階主管（執行董事長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/6/15 | Common Stock | S賣出處分 | −135 | $203.16F2 | −$27,426.6 | 11,396,447 | 直接 | |
| 2023/6/15 | Common Stock | S賣出處分 | −2,780 | $204.08F3 | −$567,342.4 | 11,393,667 | 直接 | |
| 2023/6/15 | Common Stock | S賣出處分 | −765 | $205.50F4 | −$157,207.5 | 11,392,902 | 直接 | |
| 2023/6/15 | Common Stock | S賣出處分 | −360 | $206.36F5 | −$74,289.6 | 11,392,542 | 直接 | |
| 2023/6/15 | Common Stock | S賣出處分 | −4,413 | $207.43F6 | −$915,388.59 | 11,388,129 | 直接 | |
| 2023/6/15 | Common Stock | S賣出處分 | −20 | $208.01 | −$4,160.2 | 11,388,109 | 直接 | |
| 2023/6/16 | Common Stock | S賣出處分 | −2,974 | $207.04F7 | −$615,736.96 | 11,385,135 | 直接 | |
| 2023/6/16 | Common Stock | S賣出處分 | −1,246 | $208.14F8 | −$259,342.44 | 11,383,889 | 直接 | |
| 2023/6/16 | Common Stock | S賣出處分 | −60 | $208.88F9 | −$12,532.8 | 11,383,829 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The transaction was executed in multiple trades at prices ranging from $202.6600 to $203.6100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The transaction was executed in multiple trades at prices ranging from $203.6900 to $204.6400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades at prices ranging from $204.8200 to $205.5400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $205.8800 to $206.4800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades at prices ranging from $206.9600 to $207.9550. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The transaction was executed in multiple trades at prices ranging from $206.6700 to $207.5900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The transaction was executed in multiple trades at prices ranging from $207.7300 to $208.4700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The transaction was executed in multiple trades at prices ranging from $208.8400 to $208.9500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。