Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Jun 20, 2023
- Accession no.
- 0001062993-23-013799
- Filed
- Jun 20, 2023
- Trade date
- Jun 15-16, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Checked
This filing lists 9 non-derivative transactions. Open-market sales total $2.63M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 15, 2023 | Common Stock | SSaleDisposed | −135 | $203.16F2 | −$27,426.6 | 11,396,447 | Direct | |
| Jun 15, 2023 | Common Stock | SSaleDisposed | −2,780 | $204.08F3 | −$567,342.4 | 11,393,667 | Direct | |
| Jun 15, 2023 | Common Stock | SSaleDisposed | −765 | $205.50F4 | −$157,207.5 | 11,392,902 | Direct | |
| Jun 15, 2023 | Common Stock | SSaleDisposed | −360 | $206.36F5 | −$74,289.6 | 11,392,542 | Direct | |
| Jun 15, 2023 | Common Stock | SSaleDisposed | −4,413 | $207.43F6 | −$915,388.59 | 11,388,129 | Direct | |
| Jun 15, 2023 | Common Stock | SSaleDisposed | −20 | $208.01 | −$4,160.2 | 11,388,109 | Direct | |
| Jun 16, 2023 | Common Stock | SSaleDisposed | −2,974 | $207.04F7 | −$615,736.96 | 11,385,135 | Direct | |
| Jun 16, 2023 | Common Stock | SSaleDisposed | −1,246 | $208.14F8 | −$259,342.44 | 11,383,889 | Direct | |
| Jun 16, 2023 | Common Stock | SSaleDisposed | −60 | $208.88F9 | −$12,532.8 | 11,383,829 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $202.6600 to $203.6100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $203.6900 to $204.6400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $204.8200 to $205.5400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $205.8800 to $206.4800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $206.9600 to $207.9550. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $206.6700 to $207.5900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $207.7300 to $208.4700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $208.8400 to $208.9500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.