Mansueto Joseph D 的 Form 4 申報
Morningstar, Inc.（MORN），2023/3/13 申報
- 申報編號
- 0001062993-23-006690
- 申報時間
- 2023/3/13
- 交易日
- 2023/3/9-3/10
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 5 筆非衍生性交易。公開市場賣出合計 $107.1 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mansueto Joseph DCIK 0001324069 | 董事、高階主管（執行董事長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/3/9 | Common Stock | S賣出處分 | −1,782 | $206.96F2 | −$368,802.72 | 11,512,291 | 直接 | |
| 2023/3/9 | Common Stock | S賣出處分 | −2,268 | $207.89F3 | −$471,494.52 | 11,510,023 | 直接 | |
| 2023/3/9 | Common Stock | S賣出處分 | −872 | $208.59F4 | −$181,890.48 | 11,509,151 | 直接 | |
| 2023/3/9 | Common Stock | S賣出處分 | −100 | $209.41 | −$20,941 | 11,509,051 | 直接 | |
| 2023/3/10 | Common Stock | S賣出處分 | −140 | $200.56F5 | −$28,078.4 | 11,508,911 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The transaction was executed in multiple trades at prices ranging from $206.3900 to $207.3200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The transaction was executed in multiple trades at prices ranging from $207.3900 to $208.3700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades at prices ranging from $208.3900 to $209.1900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $200.2300 to $201.0700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。