Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Mar 13, 2023
- Accession no.
- 0001062993-23-006690
- Filed
- Mar 13, 2023
- Trade date
- Mar 9-10, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market sales total $1.07M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 9, 2023 | Common Stock | SSaleDisposed | −1,782 | $206.96F2 | −$368,802.72 | 11,512,291 | Direct | |
| Mar 9, 2023 | Common Stock | SSaleDisposed | −2,268 | $207.89F3 | −$471,494.52 | 11,510,023 | Direct | |
| Mar 9, 2023 | Common Stock | SSaleDisposed | −872 | $208.59F4 | −$181,890.48 | 11,509,151 | Direct | |
| Mar 9, 2023 | Common Stock | SSaleDisposed | −100 | $209.41 | −$20,941 | 11,509,051 | Direct | |
| Mar 10, 2023 | Common Stock | SSaleDisposed | −140 | $200.56F5 | −$28,078.4 | 11,508,911 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $206.3900 to $207.3200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $207.3900 to $208.3700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $208.3900 to $209.1900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $200.2300 to $201.0700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.