Mansueto Joseph D 的 Form 4 申報
Morningstar, Inc.（MORN），2023/1/3 申報
- 申報編號
- 0001062993-23-000071
- 申報時間
- 2023/1/3
- 交易日
- 2022/12/29
- 申報延遲
- 5 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 10 筆非衍生性交易。公開市場賣出合計 $208.7 萬。交易後 5 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mansueto Joseph DCIK 0001324069 | 董事、高階主管（執行董事長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/12/29 | Common Stock | S賣出處分 | −20 | $208.69 | −$4,173.8 | 11,680,664 | 直接 | |
| 2022/12/29 | Common Stock | S賣出處分 | −136 | $210.21F2 | −$28,588.56 | 11,680,528 | 直接 | |
| 2022/12/29 | Common Stock | S賣出處分 | −44 | $211.65F3 | −$9,312.6 | 11,680,484 | 直接 | |
| 2022/12/29 | Common Stock | S賣出處分 | −280 | $213.01F4 | −$59,642.8 | 11,680,204 | 直接 | |
| 2022/12/29 | Common Stock | S賣出處分 | −1,235 | $214.06F5 | −$264,364.1 | 11,678,969 | 直接 | |
| 2022/12/29 | Common Stock | S賣出處分 | −385 | $215.01F6 | −$82,778.85 | 11,678,584 | 直接 | |
| 2022/12/29 | Common Stock | S賣出處分 | −990 | $216.23F7 | −$214,067.7 | 11,677,594 | 直接 | |
| 2022/12/29 | Common Stock | S賣出處分 | −520 | $217.27F8 | −$112,980.4 | 11,677,074 | 直接 | |
| 2022/12/29 | Common Stock | S賣出處分 | −3,355 | $218.64F9 | −$733,537.2 | 11,673,719 | 直接 | |
| 2022/12/29 | Common Stock | S賣出處分 | −2,635 | $219.35F10 | −$577,987.25 | 11,671,084 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The transaction was executed in multiple trades at prices ranging from $209.9300 to $210.7450. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The transaction was executed in multiple trades at prices ranging from $211.0100 to $211.7100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades at prices ranging from $212.4400 to $213.3500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $213.4400 to $214.3700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades at prices ranging from $214.6000 to $215.3700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The transaction was executed in multiple trades at prices ranging from $215.7100 to $216.6600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The transaction was executed in multiple trades at prices ranging from $216.7800 to $217.7600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The transaction was executed in multiple trades at prices ranging from $218.0600 to $219.0550. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The transaction was executed in multiple trades at prices ranging from $219.0600 to $219.7500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。