Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Jan 3, 2023
- Accession no.
- 0001062993-23-000071
- Filed
- Jan 3, 2023
- Trade date
- Dec 29, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions. Open-market sales total $2.09M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 29, 2022 | Common Stock | SSaleDisposed | −20 | $208.69 | −$4,173.8 | 11,680,664 | Direct | |
| Dec 29, 2022 | Common Stock | SSaleDisposed | −136 | $210.21F2 | −$28,588.56 | 11,680,528 | Direct | |
| Dec 29, 2022 | Common Stock | SSaleDisposed | −44 | $211.65F3 | −$9,312.6 | 11,680,484 | Direct | |
| Dec 29, 2022 | Common Stock | SSaleDisposed | −280 | $213.01F4 | −$59,642.8 | 11,680,204 | Direct | |
| Dec 29, 2022 | Common Stock | SSaleDisposed | −1,235 | $214.06F5 | −$264,364.1 | 11,678,969 | Direct | |
| Dec 29, 2022 | Common Stock | SSaleDisposed | −385 | $215.01F6 | −$82,778.85 | 11,678,584 | Direct | |
| Dec 29, 2022 | Common Stock | SSaleDisposed | −990 | $216.23F7 | −$214,067.7 | 11,677,594 | Direct | |
| Dec 29, 2022 | Common Stock | SSaleDisposed | −520 | $217.27F8 | −$112,980.4 | 11,677,074 | Direct | |
| Dec 29, 2022 | Common Stock | SSaleDisposed | −3,355 | $218.64F9 | −$733,537.2 | 11,673,719 | Direct | |
| Dec 29, 2022 | Common Stock | SSaleDisposed | −2,635 | $219.35F10 | −$577,987.25 | 11,671,084 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $209.9300 to $210.7450. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $211.0100 to $211.7100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $212.4400 to $213.3500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $213.4400 to $214.3700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $214.6000 to $215.3700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $215.7100 to $216.6600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $216.7800 to $217.7600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $218.0600 to $219.0550. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $219.0600 to $219.7500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.