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Mottram Phil 的 Form 4 申報

Hewlett Packard Enterprise Co(HPE),2022/12/1 申報

申報編號
0001062993-22-023112
申報時間
2022/12/1
交易日
2022/7/8-11/30
申報延遲
146 天遲報
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 1 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $4.95 萬。交易後 146 天才申報,超過 2 個營業日的期限。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Mottram PhilCIK 0001864624高階主管(EVP, GM, Intelligent Edge)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2022/11/30Common StockS賣出處分−3,001$16.50−$49,516.535,046直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2022/7/8Common StockA公司授予取得+98.53–F3–5,849.6直接
2022/7/8Common StockA公司授予取得+618.12–F4–35,220.31直接
2022/7/8Common StockA公司授予取得+586.73–F5–32,882.73直接
2022/7/8Common StockA公司授予取得+1,826.58–F6–100,765.72直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F3

As previously reported, on 12/10/19, the reporting person was granted 15,783 Restricted Stock Units ("RSUs"), 5,261 of which vested on 12/10/20, and 5,261 of which vested on 12/10/21, and 5,261 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 47.8635 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 50.6677 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

表 II 有 1 筆交易的價格引用這則附註。

F4

As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 300.2638 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 317.8555 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

表 II 有 1 筆交易的價格引用這則附註。

F5

As previously reported, on 05/28/21, the reporting person was granted 46,992 RSUs, 15,664 of which vested on 05/28/22, and 15,664 of which will vest on each of 05/28/23 and 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 285.0159 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 301.7143 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

表 II 有 1 筆交易的價格引用這則附註。

F6

As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 887.2995 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 939.2841 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

表 II 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)