Mottram Phil's Form 4 filing
Hewlett Packard Enterprise Co (HPE) · filed Dec 1, 2022
- Accession no.
- 0001062993-22-023112
- Filed
- Dec 1, 2022
- Trade date
- Jul 8-Nov 30, 2022
- Filing delay
- 146 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 4 derivative transactions. Open-market sales total $49.5K. It was filed 146 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mottram PhilCIK 0001864624 | Officer (EVP, GM, Intelligent Edge) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2022 | Common Stock | SSaleDisposed | −3,001 | $16.50 | −$49,516.5 | 35,046 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 8, 2022 | Common Stock | AGrant or awardAcquired | +98.53 | –F3 | – | 5,849.6 | Direct | |
| Jul 8, 2022 | Common Stock | AGrant or awardAcquired | +618.12 | –F4 | – | 35,220.31 | Direct | |
| Jul 8, 2022 | Common Stock | AGrant or awardAcquired | +586.73 | –F5 | – | 32,882.73 | Direct | |
| Jul 8, 2022 | Common Stock | AGrant or awardAcquired | +1,826.58 | –F6 | – | 100,765.72 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
As previously reported, on 12/10/19, the reporting person was granted 15,783 Restricted Stock Units ("RSUs"), 5,261 of which vested on 12/10/20, and 5,261 of which vested on 12/10/21, and 5,261 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 47.8635 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 50.6677 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
Referenced by the price of 1 transaction in Table II.
- F4
As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 300.2638 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 317.8555 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
Referenced by the price of 1 transaction in Table II.
- F5
As previously reported, on 05/28/21, the reporting person was granted 46,992 RSUs, 15,664 of which vested on 05/28/22, and 15,664 of which will vest on each of 05/28/23 and 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 285.0159 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 301.7143 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
Referenced by the price of 1 transaction in Table II.
- F6
As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 887.2995 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 939.2841 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
Referenced by the price of 1 transaction in Table II.