Cox Jeremy 的 Form 4 申報
Hewlett Packard Enterprise Co（HPE），2022/12/1 申報
- 申報編號
- 0001062993-22-023111
- 申報時間
- 2022/12/1
- 交易日
- 2022/10/7-11/30
- 申報延遲
- 55 天遲報
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 1 筆非衍生性交易、6 筆衍生性交易。公開市場賣出合計 $16.1 萬。交易後 55 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Cox JeremyCIK 0001655286 | 高階主管（SVP Controller and CTO） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/30 | Common Stock | S賣出處分 | −10,065 | $16.00 | −$161,040 | 28,991 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/10/7 | Common Stock | A公司授予取得 | +249.02 | –F3 | – | 29,720.02 | 直接 | |
| 2022/10/7 | Common Stock | A公司授予取得 | +152 | –F4 | – | 17,551.8 | 直接 | |
| 2022/10/7 | Common Stock | A公司授予取得 | +317.86 | –F5 | – | 35,220.31 | 直接 | |
| 2022/10/7 | Common Stock | A公司授予取得 | +52.81 | –F6 | – | 5,850.97 | 直接 | |
| 2022/10/7 | Common Stock | A公司授予取得 | +438.34 | –F7 | – | 47,024.49 | 直接 | |
| 2022/10/7 | Common Stock | A公司授予取得 | +699.57 | –F8 | – | 73,999.43 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
As previously reported, on 07/23/18, the reporting person was granted 129,282 restricted stock units ("RSUs"), 25,856 of which vested on each of 07/23/19 and 07/23/20, 25,857 of which vested on 07/23/21, 25,856 of which vested on 07/23/22, and 25,857 of which will vest on 07/23/23. The number of derivative securities in column 5 includes 249.0241 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
表 II 有 1 筆交易的價格引用這則附註。
- F4
As previously reported, on 12/10/19, the reporting person was granted 47,348 RSUs, 15,782 of which vested on 12/10/20, 15,783 of which vested on 12/10/21, and 15,783 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 152.0032 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
表 II 有 1 筆交易的價格引用這則附註。
- F5
As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 317.8555 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
表 II 有 1 筆交易的價格引用這則附註。
- F6
As previously reported, on 12/16/20, the reporting person was granted 8,224 RSUs, 2,741 of which vested on 12/16/21, 2,741 of which will vest on 12/16/22, and 2,742 of which will vest on 12/16/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 52.8058 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
表 II 有 1 筆交易的價格引用這則附註。
- F7
As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which will vest on each of 12/09/22 and 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 438.3371 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
表 II 有 1 筆交易的價格引用這則附註。
- F8
As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which will vest on each of 04/20/23, 04/20/24 and 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 699.5730 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
表 II 有 1 筆交易的價格引用這則附註。