Cox Jeremy's Form 4 filing
Hewlett Packard Enterprise Co (HPE) · filed Dec 1, 2022
- Accession no.
- 0001062993-22-023111
- Filed
- Dec 1, 2022
- Trade date
- Oct 7-Nov 30, 2022
- Filing delay
- 55 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 6 derivative transactions. Open-market sales total $161.0K. It was filed 55 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cox JeremyCIK 0001655286 | Officer (SVP Controller and CTO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2022 | Common Stock | SSaleDisposed | −10,065 | $16.00 | −$161,040 | 28,991 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 7, 2022 | Common Stock | AGrant or awardAcquired | +249.02 | –F3 | – | 29,720.02 | Direct | |
| Oct 7, 2022 | Common Stock | AGrant or awardAcquired | +152 | –F4 | – | 17,551.8 | Direct | |
| Oct 7, 2022 | Common Stock | AGrant or awardAcquired | +317.86 | –F5 | – | 35,220.31 | Direct | |
| Oct 7, 2022 | Common Stock | AGrant or awardAcquired | +52.81 | –F6 | – | 5,850.97 | Direct | |
| Oct 7, 2022 | Common Stock | AGrant or awardAcquired | +438.34 | –F7 | – | 47,024.49 | Direct | |
| Oct 7, 2022 | Common Stock | AGrant or awardAcquired | +699.57 | –F8 | – | 73,999.43 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
As previously reported, on 07/23/18, the reporting person was granted 129,282 restricted stock units ("RSUs"), 25,856 of which vested on each of 07/23/19 and 07/23/20, 25,857 of which vested on 07/23/21, 25,856 of which vested on 07/23/22, and 25,857 of which will vest on 07/23/23. The number of derivative securities in column 5 includes 249.0241 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
Referenced by the price of 1 transaction in Table II.
- F4
As previously reported, on 12/10/19, the reporting person was granted 47,348 RSUs, 15,782 of which vested on 12/10/20, 15,783 of which vested on 12/10/21, and 15,783 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 152.0032 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
Referenced by the price of 1 transaction in Table II.
- F5
As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 317.8555 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
Referenced by the price of 1 transaction in Table II.
- F6
As previously reported, on 12/16/20, the reporting person was granted 8,224 RSUs, 2,741 of which vested on 12/16/21, 2,741 of which will vest on 12/16/22, and 2,742 of which will vest on 12/16/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 52.8058 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
Referenced by the price of 1 transaction in Table II.
- F7
As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which will vest on each of 12/09/22 and 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 438.3371 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
Referenced by the price of 1 transaction in Table II.
- F8
As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which will vest on each of 04/20/23, 04/20/24 and 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 699.5730 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
Referenced by the price of 1 transaction in Table II.