Mansueto Joseph D 的 Form 4 申報
Morningstar, Inc.（MORN），2022/9/16 申報
- 申報編號
- 0001062993-22-019604
- 申報時間
- 2022/9/16
- 交易日
- 2022/9/14-9/15
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 6 筆非衍生性交易。公開市場賣出合計 $100.2 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mansueto Joseph DCIK 0001324069 | 董事、高階主管（執行董事長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/9/14 | Common Stock | S賣出處分 | −1,176 | $232.58F2 | −$273,514.08 | 12,267,752 | 直接 | |
| 2022/9/14 | Common Stock | S賣出處分 | −1,799 | $233.67F3 | −$420,372.33 | 12,265,953 | 直接 | |
| 2022/9/14 | Common Stock | S賣出處分 | −177 | $234.39F4 | −$41,487.03 | 12,265,776 | 直接 | |
| 2022/9/14 | Common Stock | S賣出處分 | −43 | $236.06 | −$10,150.58 | 12,265,733 | 直接 | |
| 2022/9/15 | Common Stock | S賣出處分 | −753 | $230.78F5 | −$173,777.34 | 12,264,980 | 直接 | |
| 2022/9/15 | Common Stock | S賣出處分 | −357 | $232.14F6 | −$82,873.98 | 12,264,623 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The transaction was executed in multiple trades at prices ranging from $232.1900 to $233.1850. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The transaction was executed in multiple trades at prices ranging from $233.2050 to $234.1600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades at prices ranging from $234.3000 to $234.4850. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $230.5600 to $231.3250. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades at prices ranging from $231.8600 to $232.6750. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。