Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Sep 16, 2022
- Accession no.
- 0001062993-22-019604
- Filed
- Sep 16, 2022
- Trade date
- Sep 14-15, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $1.00M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2022 | Common Stock | SSaleDisposed | −1,176 | $232.58F2 | −$273,514.08 | 12,267,752 | Direct | |
| Sep 14, 2022 | Common Stock | SSaleDisposed | −1,799 | $233.67F3 | −$420,372.33 | 12,265,953 | Direct | |
| Sep 14, 2022 | Common Stock | SSaleDisposed | −177 | $234.39F4 | −$41,487.03 | 12,265,776 | Direct | |
| Sep 14, 2022 | Common Stock | SSaleDisposed | −43 | $236.06 | −$10,150.58 | 12,265,733 | Direct | |
| Sep 15, 2022 | Common Stock | SSaleDisposed | −753 | $230.78F5 | −$173,777.34 | 12,264,980 | Direct | |
| Sep 15, 2022 | Common Stock | SSaleDisposed | −357 | $232.14F6 | −$82,873.98 | 12,264,623 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $232.1900 to $233.1850. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $233.2050 to $234.1600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $234.3000 to $234.4850. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $230.5600 to $231.3250. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $231.8600 to $232.6750. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.