Prime Movers Lab Fund I LP 的 Form 4 申報
Heliogen, Inc.（HLGN），2022/6/30 申報
- 申報編號
- 0001062993-22-015696
- 申報時間
- 2022/6/30 19:20 ET
- 交易日
- 2022/6/28-6/30
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 6 筆非衍生性交易。公開市場賣出合計 $619.2 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Prime Movers Lab Fund I LPCIK 0001751631 | 持股 10% 以上大股東 |
| Heliogen PML SPV 1 LPCIK 0001839170 | 持股 10% 以上大股東 |
| Sloss DakinCIK 0001875411 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/6/28 | Common Stock | S賣出處分 | −770,764 | $2.82F4 | −$2,170,625.58 | 19,159,513 | 間接 | |
| 2022/6/28 | Common Stock | S賣出處分 | −257,890 | $2.82F4 | −$726,269.82 | 6,410,567 | 間接 | |
| 2022/6/29 | Common Stock | S賣出處分 | −1,053,084 | $2.02F5 | −$2,131,757.94 | 18,106,429 | 間接 | |
| 2022/6/29 | Common Stock | S賣出處分 | −352,350 | $2.02F5 | −$713,262.11 | 6,058,217 | 間接 | |
| 2022/6/30 | Common Stock | S賣出處分 | −169,180 | $1.99F6 | −$336,972.72 | 17,937,249 | 間接 | |
| 2022/6/30 | Common Stock | S賣出處分 | −56,606 | $1.99F6 | −$112,747.83 | 6,001,611 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F4
The price of $2.8162 per share represents a weighted average of purchase prices ranging from $2.485 to $3.13 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
表 I 有 2 筆交易的價格引用這則附註。
- F5
The price of $2.0243 per share represents a weighted average of purchase prices ranging from $1.96 to $2.63 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
表 I 有 2 筆交易的價格引用這則附註。
- F6
The price of $1.9918 per share represents a weighted average of purchase prices ranging from $1.86 to $2.21 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
表 I 有 2 筆交易的價格引用這則附註。