Prime Movers Lab Fund I LP's Form 4 filing
Heliogen, Inc. (HLGN) · filed Jun 30, 2022
- Accession no.
- 0001062993-22-015696
- Filed
- Jun 30, 2022, 7:20 PM ET
- Trade date
- Jun 28-30, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $6.19M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Prime Movers Lab Fund I LPCIK 0001751631 | 10% Owner |
| Heliogen PML SPV 1 LPCIK 0001839170 | 10% Owner |
| Sloss DakinCIK 0001875411 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 28, 2022 | Common Stock | SSaleDisposed | −770,764 | $2.82F4 | −$2,170,625.58 | 19,159,513 | Indirect | |
| Jun 28, 2022 | Common Stock | SSaleDisposed | −257,890 | $2.82F4 | −$726,269.82 | 6,410,567 | Indirect | |
| Jun 29, 2022 | Common Stock | SSaleDisposed | −1,053,084 | $2.02F5 | −$2,131,757.94 | 18,106,429 | Indirect | |
| Jun 29, 2022 | Common Stock | SSaleDisposed | −352,350 | $2.02F5 | −$713,262.11 | 6,058,217 | Indirect | |
| Jun 30, 2022 | Common Stock | SSaleDisposed | −169,180 | $1.99F6 | −$336,972.72 | 17,937,249 | Indirect | |
| Jun 30, 2022 | Common Stock | SSaleDisposed | −56,606 | $1.99F6 | −$112,747.83 | 6,001,611 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
The price of $2.8162 per share represents a weighted average of purchase prices ranging from $2.485 to $3.13 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Referenced by the price of 2 transactions in Table I.
- F5
The price of $2.0243 per share represents a weighted average of purchase prices ranging from $1.96 to $2.63 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Referenced by the price of 2 transactions in Table I.
- F6
The price of $1.9918 per share represents a weighted average of purchase prices ranging from $1.86 to $2.21 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Referenced by the price of 2 transactions in Table I.