Mansueto Joseph D 的 Form 4 申報
Morningstar, Inc.（MORN），2022/2/9 申報
- 申報編號
- 0001062993-22-003192
- 申報時間
- 2022/2/9
- 交易日
- 2022/2/7-2/8
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 6 筆非衍生性交易。公開市場賣出合計 $369.4 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mansueto Joseph DCIK 0001324069 | 董事、高階主管（執行董事長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/2/7 | Common Stock | S賣出處分 | −2,583 | $294.29F2 | −$760,151.07 | 12,979,121 | 直接 | |
| 2022/2/7 | Common Stock | S賣出處分 | −5,574 | $295.36F3 | −$1,646,336.64 | 12,973,547 | 直接 | |
| 2022/2/7 | Common Stock | S賣出處分 | −3,814 | $296.35F4 | −$1,130,278.9 | 12,969,733 | 直接 | |
| 2022/2/7 | Common Stock | S賣出處分 | −200 | $297.22F5 | −$59,444 | 12,969,533 | 直接 | |
| 2022/2/8 | Common Stock | S賣出處分 | −299 | $292.16 | −$87,355.84 | 12,969,234 | 直接 | |
| 2022/2/8 | Common Stock | S賣出處分 | −34 | $293.25 | −$9,970.5 | 12,969,200 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The transaction was executed in multiple trades at prices ranging from $293.93 to $294.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The transaction was executed in multiple trades at prices ranging from $294.93 to $295.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades at prices ranging from $295.93 to $296.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $296.99 to $297.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。