Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Feb 9, 2022
- Accession no.
- 0001062993-22-003192
- Filed
- Feb 9, 2022
- Trade date
- Feb 7-8, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $3.69M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 7, 2022 | Common Stock | SSaleDisposed | −2,583 | $294.29F2 | −$760,151.07 | 12,979,121 | Direct | |
| Feb 7, 2022 | Common Stock | SSaleDisposed | −5,574 | $295.36F3 | −$1,646,336.64 | 12,973,547 | Direct | |
| Feb 7, 2022 | Common Stock | SSaleDisposed | −3,814 | $296.35F4 | −$1,130,278.9 | 12,969,733 | Direct | |
| Feb 7, 2022 | Common Stock | SSaleDisposed | −200 | $297.22F5 | −$59,444 | 12,969,533 | Direct | |
| Feb 8, 2022 | Common Stock | SSaleDisposed | −299 | $292.16 | −$87,355.84 | 12,969,234 | Direct | |
| Feb 8, 2022 | Common Stock | SSaleDisposed | −34 | $293.25 | −$9,970.5 | 12,969,200 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $293.93 to $294.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $294.93 to $295.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $295.93 to $296.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $296.99 to $297.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.