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Mansueto Joseph D 的 Form 4 申報

Morningstar, Inc.(MORN),2022/1/18 申報

申報編號
0001062993-22-001173
申報時間
2022/1/18
交易日
2022/1/13-1/14
申報延遲
5 天
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 7 筆非衍生性交易。公開市場賣出合計 $68.3 萬。交易後 5 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Mansueto Joseph DCIK 0001324069董事、高階主管(執行董事長)、持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2022/1/13Common StockS賣出處分−300$315.34F2−$94,60213,036,732直接
2022/1/13Common StockS賣出處分−534$318.05F3−$169,838.713,036,198直接
2022/1/13Common StockS賣出處分−200$319.45F4−$63,89013,035,998直接
2022/1/13Common StockS賣出處分−50$320.00−$16,00013,035,948直接
2022/1/13Common StockS賣出處分−250$321.19−$80,297.513,035,698直接
2022/1/14Common StockS賣出處分−823$298.05F5−$245,295.1513,034,875直接
2022/1/14Common StockS賣出處分−43$298.88−$12,851.8413,034,832直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F2

The transaction was executed in multiple trades at prices ranging from $314.95 to $315.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F3

The transaction was executed in multiple trades at prices ranging from $317.53 to $318.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F4

The transaction was executed in multiple trades at prices ranging from $318.99 to $319.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F5

The transaction was executed in multiple trades at prices ranging from $297.86 to $298.595. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)