Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Jan 18, 2022
- Accession no.
- 0001062993-22-001173
- Filed
- Jan 18, 2022
- Trade date
- Jan 13-14, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions. Open-market sales total $682.8K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 13, 2022 | Common Stock | SSaleDisposed | −300 | $315.34F2 | −$94,602 | 13,036,732 | Direct | |
| Jan 13, 2022 | Common Stock | SSaleDisposed | −534 | $318.05F3 | −$169,838.7 | 13,036,198 | Direct | |
| Jan 13, 2022 | Common Stock | SSaleDisposed | −200 | $319.45F4 | −$63,890 | 13,035,998 | Direct | |
| Jan 13, 2022 | Common Stock | SSaleDisposed | −50 | $320.00 | −$16,000 | 13,035,948 | Direct | |
| Jan 13, 2022 | Common Stock | SSaleDisposed | −250 | $321.19 | −$80,297.5 | 13,035,698 | Direct | |
| Jan 14, 2022 | Common Stock | SSaleDisposed | −823 | $298.05F5 | −$245,295.15 | 13,034,875 | Direct | |
| Jan 14, 2022 | Common Stock | SSaleDisposed | −43 | $298.88 | −$12,851.84 | 13,034,832 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $314.95 to $315.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $317.53 to $318.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $318.99 to $319.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $297.86 to $298.595. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.