Mansueto Joseph D 的 Form 4 申報
Morningstar, Inc.（MORN），2021/12/30 申報
- 申報編號
- 0001062993-21-013636
- 申報時間
- 2021/12/30
- 交易日
- 2021/12/28-12/29
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 7 筆非衍生性交易。公開市場賣出合計 $592.8 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mansueto Joseph DCIK 0001324069 | 董事、高階主管（執行董事長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/28 | Common Stock | S賣出處分 | −6,135 | $346.03F2 | −$2,122,894.05 | 13,121,960 | 直接 | |
| 2021/12/28 | Common Stock | S賣出處分 | −2,554 | $346.65F3 | −$885,344.1 | 13,119,406 | 直接 | |
| 2021/12/29 | Common Stock | S賣出處分 | −5,908 | $345.04F4 | −$2,038,496.32 | 13,113,498 | 直接 | |
| 2021/12/29 | Common Stock | S賣出處分 | −1,271 | $345.96F5 | −$439,715.16 | 13,112,227 | 直接 | |
| 2021/12/29 | Common Stock | S賣出處分 | −641 | $347.10F6 | −$222,491.1 | 13,111,586 | 直接 | |
| 2021/12/29 | Common Stock | S賣出處分 | −529 | $348.05F7 | −$184,118.45 | 13,111,057 | 直接 | |
| 2021/12/29 | Common Stock | S賣出處分 | −100 | $349.49 | −$34,949 | 13,110,957 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The transaction was executed in multiple trades at prices ranging from $345.61 to $346.6050. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The transaction was executed in multiple trades at prices ranging from $346.61 to $347.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades at prices ranging from $344.61 to $345.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $345.61 to $346.2350. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades at prices ranging from $346.73 to $347.37 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The transaction was executed in multiple trades at prices ranging from $347.7450 to $348.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。