Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Dec 30, 2021
- Accession no.
- 0001062993-21-013636
- Filed
- Dec 30, 2021
- Trade date
- Dec 28-29, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions. Open-market sales total $5.93M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 28, 2021 | Common Stock | SSaleDisposed | −6,135 | $346.03F2 | −$2,122,894.05 | 13,121,960 | Direct | |
| Dec 28, 2021 | Common Stock | SSaleDisposed | −2,554 | $346.65F3 | −$885,344.1 | 13,119,406 | Direct | |
| Dec 29, 2021 | Common Stock | SSaleDisposed | −5,908 | $345.04F4 | −$2,038,496.32 | 13,113,498 | Direct | |
| Dec 29, 2021 | Common Stock | SSaleDisposed | −1,271 | $345.96F5 | −$439,715.16 | 13,112,227 | Direct | |
| Dec 29, 2021 | Common Stock | SSaleDisposed | −641 | $347.10F6 | −$222,491.1 | 13,111,586 | Direct | |
| Dec 29, 2021 | Common Stock | SSaleDisposed | −529 | $348.05F7 | −$184,118.45 | 13,111,057 | Direct | |
| Dec 29, 2021 | Common Stock | SSaleDisposed | −100 | $349.49 | −$34,949 | 13,110,957 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $345.61 to $346.6050. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $346.61 to $347.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $344.61 to $345.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $345.61 to $346.2350. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $346.73 to $347.37 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $347.7450 to $348.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.