Mansueto Joseph D 的 Form 4 申報
Morningstar, Inc.（MORN），2021/12/23 申報
- 申報編號
- 0001062993-21-013447
- 申報時間
- 2021/12/23
- 交易日
- 2021/12/21-12/22
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 11 筆非衍生性交易。公開市場賣出合計 $709.4 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mansueto Joseph DCIK 0001324069 | 董事、高階主管（執行董事長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/21 | Common Stock | S賣出處分 | −600 | $329.60F2 | −$197,760 | 13,166,908 | 直接 | |
| 2021/12/21 | Common Stock | S賣出處分 | −2,118 | $330.50F3 | −$699,999 | 13,164,790 | 直接 | |
| 2021/12/21 | Common Stock | S賣出處分 | −455 | $331.46F4 | −$150,814.3 | 13,164,335 | 直接 | |
| 2021/12/21 | Common Stock | S賣出處分 | −700 | $332.65F5 | −$232,855 | 13,163,635 | 直接 | |
| 2021/12/21 | Common Stock | S賣出處分 | −1,036 | $333.76F6 | −$345,775.36 | 13,162,599 | 直接 | |
| 2021/12/21 | Common Stock | S賣出處分 | −3,483 | $334.74F7 | −$1,165,899.42 | 13,159,116 | 直接 | |
| 2021/12/21 | Common Stock | S賣出處分 | −1,381 | $335.77F8 | −$463,698.37 | 13,157,735 | 直接 | |
| 2021/12/21 | Common Stock | S賣出處分 | −1,406 | $336.79F9 | −$473,526.74 | 13,156,329 | 直接 | |
| 2021/12/22 | Common Stock | S賣出處分 | −7,140 | $336.03F10 | −$2,399,254.2 | 13,149,189 | 直接 | |
| 2021/12/22 | Common Stock | S賣出處分 | −2,705 | $337.12F11 | −$911,909.6 | 13,146,484 | 直接 | |
| 2021/12/22 | Common Stock | S賣出處分 | −155 | $337.98F12 | −$52,386.9 | 13,146,329 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The transaction was executed in multiple trades at prices ranging from $329.0150 to $329.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The transaction was executed in multiple trades at prices ranging from $330.045 to $330.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades at prices ranging from $331.0750 to $331.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $332.1750 to $332.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades at prices ranging from $333.23 to $334.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The transaction was executed in multiple trades at prices ranging from $334.28 to $335.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The transaction was executed in multiple trades at prices ranging from $335.32 to $336.2950. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The transaction was executed in multiple trades at prices ranging from $336.36 to $337.345. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The transaction was executed in multiple trades at prices ranging from $335.68 to $336.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The transaction was executed in multiple trades at prices ranging from $336.68 to $337.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The transaction was executed in multiple trades at prices ranging from $337.735 to $338.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。