Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Dec 23, 2021
- Accession no.
- 0001062993-21-013447
- Filed
- Dec 23, 2021
- Trade date
- Dec 21-22, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions. Open-market sales total $7.09M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 21, 2021 | Common Stock | SSaleDisposed | −600 | $329.60F2 | −$197,760 | 13,166,908 | Direct | |
| Dec 21, 2021 | Common Stock | SSaleDisposed | −2,118 | $330.50F3 | −$699,999 | 13,164,790 | Direct | |
| Dec 21, 2021 | Common Stock | SSaleDisposed | −455 | $331.46F4 | −$150,814.3 | 13,164,335 | Direct | |
| Dec 21, 2021 | Common Stock | SSaleDisposed | −700 | $332.65F5 | −$232,855 | 13,163,635 | Direct | |
| Dec 21, 2021 | Common Stock | SSaleDisposed | −1,036 | $333.76F6 | −$345,775.36 | 13,162,599 | Direct | |
| Dec 21, 2021 | Common Stock | SSaleDisposed | −3,483 | $334.74F7 | −$1,165,899.42 | 13,159,116 | Direct | |
| Dec 21, 2021 | Common Stock | SSaleDisposed | −1,381 | $335.77F8 | −$463,698.37 | 13,157,735 | Direct | |
| Dec 21, 2021 | Common Stock | SSaleDisposed | −1,406 | $336.79F9 | −$473,526.74 | 13,156,329 | Direct | |
| Dec 22, 2021 | Common Stock | SSaleDisposed | −7,140 | $336.03F10 | −$2,399,254.2 | 13,149,189 | Direct | |
| Dec 22, 2021 | Common Stock | SSaleDisposed | −2,705 | $337.12F11 | −$911,909.6 | 13,146,484 | Direct | |
| Dec 22, 2021 | Common Stock | SSaleDisposed | −155 | $337.98F12 | −$52,386.9 | 13,146,329 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $329.0150 to $329.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $330.045 to $330.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $331.0750 to $331.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $332.1750 to $332.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $333.23 to $334.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $334.28 to $335.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $335.32 to $336.2950. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $336.36 to $337.345. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $335.68 to $336.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
The transaction was executed in multiple trades at prices ranging from $336.68 to $337.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
The transaction was executed in multiple trades at prices ranging from $337.735 to $338.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.