Mansueto Joseph D 的 Form 4 申報
Morningstar, Inc.（MORN），2021/12/13 申報
- 申報編號
- 0001062993-21-012722
- 申報時間
- 2021/12/13
- 交易日
- 2021/12/8-12/10
- 申報延遲
- 5 天遲報
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 8 筆非衍生性交易。公開市場賣出合計 $413.7 萬。交易後 5 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mansueto Joseph DCIK 0001324069 | 董事、高階主管（執行董事長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/8 | Common Stock | G贈與處分 | −33,680 | $0.00 | $0 | 13,243,063 | 直接 | |
| 2021/12/9 | Common Stock | S賣出處分 | −2,236 | $324.54F2 | −$725,671.44 | 13,240,827 | 直接 | |
| 2021/12/9 | Common Stock | S賣出處分 | −100 | $325.39 | −$32,539 | 13,240,727 | 直接 | |
| 2021/12/10 | Common Stock | S賣出處分 | −197 | $318.52F3 | −$62,748.44 | 13,240,530 | 直接 | |
| 2021/12/10 | Common Stock | S賣出處分 | −507 | $319.79F4 | −$162,133.53 | 13,240,023 | 直接 | |
| 2021/12/10 | Common Stock | S賣出處分 | −3,293 | $320.68F5 | −$1,055,999.24 | 13,236,730 | 直接 | |
| 2021/12/10 | Common Stock | S賣出處分 | −4,864 | $321.63F6 | −$1,564,408.32 | 13,231,866 | 直接 | |
| 2021/12/10 | Common Stock | S賣出處分 | −1,655 | $322.60F7 | −$533,903 | 13,230,211 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The transaction was executed in multiple trades at prices ranging from $324.28 to $325.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The transaction was executed in multiple trades at prices ranging from $318.03 to $318.81 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades at prices ranging from $319.04 to $320.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $320.105 to $321.09 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades at prices ranging from $321.16 to $322.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The transaction was executed in multiple trades at prices ranging from $322.16 to $323.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。